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FIRST KENTUCKY SECURITIES CORP
FIRST KENTUCKY SECURITIES CORPORATION
CRD 7524 · SEC 801-67742
4360 BROWNSBORO ROAD, SUITE 300, LOUISVILLE, KY, 40207, United States
Phone
502-893-7288
Fax
502-893-1626
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$566.0M
Discretionary AUM
$282.3M
Team
19 total employees; 16 advisory reps; 1 broker-dealer reps
Clients
1-10
Fees
Percentage of AUM; Hourly charges; Fixed fees; Performance-based fees; COMMISSIONS FOR FIXED INCOME PRINCIPAL TRANSACTIONS
Org form
Corporation
Filing date
2025-12-02
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)Portfolio management (institutions)Selection of other advisersSecurity ratings
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 1108 | $185.2M |
| High net worth individuals | 413 | $369.7M |
| Pension/profit sharing plans | 2 | $3.0M |
| Charitable organizations | 4 | $2.2M |
| State/municipal entities | 1 | $5.1M |
| Corporations/business entities | 2 | $850K |
States served
AZ, CA, CO, IL, IN, KY, LA, MS, NE, NC, OH, SC, TN, VA, TX, FL
All web addresses on file
Official SEC filing: View on IAPD