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Filter by name, location, specialty, or legal structure. All data from public SEC filings.

Incorporated firms — often large asset managers and corporate platforms (e.g. Vanguard Group), not solo adviser teams.

8,504 advisers found

Corporate platformCorporationWebsite listed

NINETY ONE UK LIMITED

London

AUM

$107.77B

Single-office firm
Wealth MgmtTrusts & EstatesRetirementInstitutional
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Selection of other advisers

Team

66 advisors

Clients

—

Fees

Percentage of AUM; Performance-based fees

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Corporate platformCorporationWebsite listed

CONNING, INC.

Hartford, CT

AUM

$106.90B

Licensed in LA, NY, OH +2 states
LANYOHTNCT
Wealth MgmtRetirementInstitutionalFee-Only/Hourly
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Publication of periodicals

Team

240 advisors

Clients

0

Fees

Percentage of AUM · Hourly charges +4 more

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Corporate platformCorporationWebsite listed

TUDOR INVESTMENT CORPORATION

Stamford, CT

AUM

$106.84B

Licensed in CA, MD, MA +6 states
CAMDMAMNNYUT+3
Wealth MgmtFee-Only/Hourly
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)

Team

275 advisors

Clients

—

Fees

Hourly charges · Performance-based fees +1 more

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Corporate platformCorporationWebsite listed

RBC GLOBAL ASSET MANAGEMENT (U.S.) INC.

Minneapolis, MN

AUM

$104.49B

Licensed in AL, AK, AZ +50 states
ALAKAZARCACO+47
Wealth MgmtTrusts & EstatesRetirementInstitutional
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)

Team

37 advisors

Clients

0

Fees

Percentage of AUM · Fixed fees +1 more

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Corporate platformCorporationWebsite listed

RECORD CURRENCY MANAGEMENT LIMITED

London, MD

AUM

$100.64B

Licensed in MD
MD
Wealth MgmtTrusts & EstatesRetirementInstitutional
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)

Team

39 advisors

Clients

—

Fees

Percentage of AUM · Fixed fees +1 more

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Corporate platformCorporationWebsite listed

PPM AMERICA INC

Chicago, IL

AUM

$93.79B

Licensed in AL, AK, AZ +50 states
ALAKAZARCACO+47
Wealth MgmtTrusts & EstatesRetirementInstitutional
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)

Team

117 advisors

Clients

—

Fees

Percentage of AUM · Fixed fees +2 more

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Corporate platformCorporationWebsite listed

FORT WASHINGTON INVESTMENT ADVISORS INC

Cincinnati, OH

AUM

$93.47B

Licensed in AZ, CA, CO +19 states
AZCACOGAILIN+16
Financial PlanningWealth MgmtTrusts & EstatesRetirement
  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)

Team

72 advisors

Clients

101-250

Fees

Percentage of AUM · Hourly charges +2 more

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Corporate platformCorporationWebsite listed

ASSETMARK, INC.

Concord, CA

AUM

$91.76B

Licensed in AL, AK, AZ +50 states
ALAKAZARCACO+47
Wealth MgmtTrusts & EstatesRetirementInstitutional
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)

Team

269 advisors

Clients

0

Fees

Percentage of AUM; Fixed fees

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Corporate platformCorporationWebsite listed

AST INVESTMENT SERVICES, INC.

Shelton, CT

AUM

$91.47B

Licensed in AL, AK, AZ +48 states
ALAKAZARCACO+45
Wealth Mgmt
  • Portfolio management (investment companies)
  • Selection of other advisers

Team

9 advisors

Clients

—

Fees

Percentage of AUM

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Corporate platformCorporationWebsite listed

SYMETRA INVESTMENT MANAGEMENT COMPANY

Farmington, CT

AUM

$88.78B

Licensed in WA, CT
WACT
Wealth MgmtInstitutional
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Selection of other advisers

Team

61 advisors

Clients

—

Fees

Percentage of AUM; Performance-based fees

View detailsVisit website
Corporate platformCorporationWebsite listed

COHEN & STEERS CAPITAL MANAGEMENT INC.

New York, NY

AUM

$85.67B

Licensed in AL, AK, AZ +50 states
ALAKAZARCACO+47
Wealth MgmtTrusts & EstatesRetirementInstitutional
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)

Team

60 advisors

Clients

—

Fees

Percentage of AUM · Performance-based fees +1 more

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Corporate platformCorporationWebsite listed

CONNOR CLARK & LUNN INVESTMENT MANAGEMENT LTD

Vancouver, Bc

AUM

$85.59B

Single-office firm
Wealth MgmtTrusts & EstatesRetirementInstitutional
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)

Team

56 advisors

Clients

0

Fees

Percentage of AUM; Performance-based fees

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Corporate platformCorporationWebsite listed

MERCER GLOBAL ADVISORS INC.

Denver, CO

AUM

$84.40B

Licensed in AL, AK, AZ +50 states
ALAKAZARCACO+47
Financial PlanningWealth MgmtTrusts & EstatesRetirement
  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)

Team

632 advisors

Clients

More than 500

Fees

Percentage of AUM · Hourly charges +2 more

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Corporate platformCorporationWebsite listed

SCHRODER INVESTMENT MANAGEMENT NORTH AMERICA LTD

London

AUM

$82.55B

Single-office firm
Wealth MgmtTrusts & EstatesRetirementInstitutional
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)

Team

237 advisors

Clients

0

Fees

Percentage of AUM; Performance-based fees

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Corporate platformCorporationWebsite listed

AXA INVESTMENT MANAGERS US INC

Stamford, CT

AUM

$79.24B

Licensed in CA, GA, TX, CT
CAGATXCT
Wealth MgmtRetirementInstitutional
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)

Team

87 advisors

Clients

—

Fees

Percentage of AUM · Fixed fees +2 more

View detailsVisit website
Corporate platformCorporationWebsite listed

TRUIST ADVISORY SERVICES, INC.

Atlanta, GA

AUM

$77.39B

Licensed in AL, AK, AZ +49 states
ALAKAZARCACO+46
Financial PlanningWealth MgmtTrusts & EstatesRetirement
  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)

Team

2360 advisors

Clients

More than 500

Fees

Percentage of AUM; Fixed fees

View detailsVisit website
Corporate platformCorporationWebsite listed

INVESCO ASSET MANAGEMENT (JAPAN) LIMITED

Tokyo

AUM

$76.06B

Single-office firm
Wealth MgmtRetirementInstitutional
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)

Team

22 advisors

Clients

—

Fees

Percentage of AUM · Fixed fees +1 more

View detailsVisit website
Corporate platformCorporationWebsite listed

JPMORGAN FUNDS LIMITED

London

AUM

$72.40B

Single-office firm
Wealth Mgmt
  • Portfolio management (pooled vehicles)
  • Selection of other advisers

Team

0 total employees

Clients

—

Fees

Percentage of AUM; Performance-based fees

View detailsVisit website
Corporate platformCorporationWebsite listed

GOLDMAN SACHS ASSET MANAGEMENT CO., LTD.

Minato-Ku, Tokyo

AUM

$71.83B

Single-office firm
Wealth MgmtTrusts & EstatesRetirementInstitutional
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)

Team

86 advisors

Clients

0

Fees

Percentage of AUM · Fixed fees +2 more

View detailsVisit website
Corporate platformCorporationWebsite listed

TIAA-CREF TUITION FINANCING, INC.

New York, NY

AUM

$70.51B

Based in NY
Wealth Mgmt
  • INVESTMENT RECOMMENDATIONS TO STATE SPONSORS (GOVERNMENT ENTITIES) OF QUALIFIED TUITION PROGRAMS.

Team

5 advisors

Clients

0

Fees

SEE SCHEDULE D, PAGE 5-MISCELLANEOUS

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Corporate platformCorporationWebsite listed

BLACKROCK (SINGAPORE) LIMITED

Singapore, AL

AUM

$70.33B

Licensed in AL, AK, AZ +50 states
ALAKAZARCACO+47
Wealth MgmtRetirementInstitutional
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)

Team

109 advisors

Clients

—

Fees

Percentage of AUM · Fixed fees +1 more

View detailsVisit website
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