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CONNING, INC.
CRD 107423 · SEC 801-18641
ONE FINANCIAL PLAZA, 755 MAIN STREET, HARTFORD, CT, 06103, United States
Phone
860-299-2000
Fax
860-299-2479
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$106.90B
Discretionary AUM
$106.62B
Team
270 total employees; 240 advisory reps
Clients
0
Fees
Percentage of AUM; Hourly charges; Subscription fees; Fixed fees; Performance-based fees; NEGOTIATED FEES
Org form
Corporation
Filing date
2026-03-30
Disciplinary history
No
Services
Portfolio management (pooled vehicles)Portfolio management (institutions)Publication of periodicalsCONSULTING AND RESEARCH SERVICES
Client types
| Type | Clients | AUM |
|---|---|---|
| Pooled investment vehicles | 8 | $1.87B |
| Pension/profit sharing plans | 6 | $147.8M |
| State/municipal entities | 17 | $9.85B |
| Insurance companies | 121 | $94.28B |
| Corporations/business entities | 9 | $538.7M |
States served
LA, NY, OH, TN, CT
All web addresses on file
Official SEC filing: View on IAPD