ASSETMARK, INC.

CRD 109018 · SEC 801-56323

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1655 GRANT STREET, 10TH FLOOR, CONCORD, CA, 94520-2445, United States

Phone

800-664-5345

Fax

866-559-5795

Registration

Registered (APPROVED)

Source

SEC registered

Total AUM

$91.76B

Discretionary AUM

$90.92B

Team

859 total employees; 269 advisory reps; 220268 broker-dealer reps

Clients

Fees

Percentage of AUM; Fixed fees

Org form

Corporation

Filing date

2026-05-18

Disciplinary history

Yes

Services

Portfolio management (individuals)Portfolio management (investment companies)Portfolio management (institutions)Pension consultingSelection of other advisers

Client types

Type	Clients	AUM
Individuals	436288	$62.97B
High net worth individuals	11731	$21.85B
Investment companies	2	$0
Pension/profit sharing plans	4797	$3.24B
Charitable organizations	1649	$909.7M
Corporations/business entities	1985	$1.96B

States served

VT, AL, AK, AZ, AR, CA, CO, DE, DC, GA, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MT, NE, NV, NJ, NM, NY, NC, ND, OH, OK, OR, PA, PR, RI, SC, TN, UT, VA, WV, WI, WY, VI, MO, WA, TX, NH, HI, CT, FL, SD

All web addresses on file

Official SEC filing: View on IAPD