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Filter by name, location, specialty, or legal structure. All data from public SEC filings.

Incorporated firms — often large asset managers and corporate platforms (e.g. Vanguard Group), not solo adviser teams.

8,504 advisers found

Corporate platformCorporationWebsite listed

GERBER KAWASAKI WEALTH & INVESTMENT MANAGEMENT

Santa Monica, CA

AUM

$4.11B

Licensed in AL, AK, AZ +47 states
ALAKAZARCACO+44
Financial PlanningWealth MgmtTrusts & EstatesRetirement
  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)

Team

36 advisors

Clients

1-10

Fees

Percentage of AUM · Hourly charges +2 more

View detailsVisit website
Corporate platformCorporationWebsite listed

MONEY CONCEPTS ADVISORY SERVICE

Palm Beach Gardens, FL

AUM

$4.07B

Based in FL
Financial PlanningWealth MgmtTrusts & EstatesRetirement
  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)

Team

375 advisors

Clients

More than 500

Fees

Percentage of AUM · Hourly charges +2 more

View detailsVisit website
Corporate platformCorporationWebsite listed

CARDINAL CAPITAL MANAGEMENT, INC.

Winnipeg, AZ

AUM

$4.02B

Licensed in AZ, CA, IL +10 states
AZCAILLAMAMI+7
Financial PlanningWealth MgmtTrusts & EstatesInstitutional
  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)

Team

16 advisors

Clients

251-500

Fees

Percentage of AUM

View detailsVisit website
Corporate platformCorporationWebsite listed

KARPUS INVESTMENT MANAGEMENT

Pittsford, NY

AUM

$4.01B

Licensed in AL, AK, AZ +43 states
ALAKAZARCACO+40
Wealth MgmtTrusts & EstatesRetirementInstitutional
  • Portfolio management (individuals)
  • Portfolio management (institutions)

Team

19 advisors

Clients

—

Fees

Percentage of AUM

View detailsVisit website
Corporate platformCorporationWebsite listed

HANWHA ASSET MANAGEMENT (USA) LTD.

San Francisco, CA

AUM

$4.00B

Licensed in CA, NY
CANY
Wealth MgmtInstitutional
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)

Team

15 advisors

Clients

—

Fees

Percentage of AUM; Performance-based fees

View detailsVisit website
Corporate platformCorporationWebsite listed

CROSSLINK CAPITAL, INC.

Menlo Park, CA

AUM

$3.91B

Licensed in CA
CA
Wealth Mgmt
  • Portfolio management (pooled vehicles)

Team

17 advisors

Clients

—

Fees

Percentage of AUM; Performance-based fees

View detailsVisit website
Corporate platformCorporationWebsite listed

GUIDESTONE INVESTMENT SERVICES

Dallas, TX

AUM

$3.91B

Based in TX
Wealth MgmtTrusts & EstatesInstitutional
  • Portfolio management (institutions)
  • Selection of other advisers

Team

11 advisors

Clients

—

Fees

Percentage of AUM

View detailsVisit website
Corporate platformCorporationWebsite listed

IMA ADVISORY SERVICES, INC.

Denver, CO

AUM

$3.90B

Licensed in AZ, CA, CO +16 states
AZCACOGAILKS+13
Financial PlanningWealth MgmtTrusts & EstatesRetirement
  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)

Team

40 advisors

Clients

101-250

Fees

Percentage of AUM · Hourly charges +1 more

View detailsVisit website
Corporate platformCorporationWebsite listed

JOHNSON STERLING, INC.

Birmingham, AL

AUM

$3.90B

Licensed in AL, GA, LA +3 states
ALGALATNTXFL
Wealth MgmtTrusts & EstatesRetirementInstitutional
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting

Team

5 advisors

Clients

0

Fees

Percentage of AUM · Hourly charges +1 more

View detailsVisit website
Corporate platformCorporationWebsite listed

VOYA FINANCIAL ADVISORS, INC.

Windsor, CT

AUM

$3.87B

Licensed in AL, AK, AZ +50 states
ALAKAZARCACO+47
Financial PlanningWealth MgmtTrusts & EstatesInstitutional
  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)

Team

638 advisors

Clients

101-250

Fees

Percentage of AUM · Hourly charges +2 more

View detailsVisit website
Corporate platformCorporationWebsite listed

BFC PLANNING, INC.

Cedar Rapids, IA

AUM

$3.84B

Licensed in AL, AK, AZ +48 states
ALAKAZARCACO+45
Financial PlanningWealth MgmtTrusts & EstatesRetirement
  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers

Team

200 advisors

Clients

101-250

Fees

Percentage of AUM · Hourly charges +2 more

View detailsVisit website
Corporate platformCorporationWebsite listed

HSBC SECURITIES (USA) INC.

New York, NY

AUM

$3.84B

Licensed in AL, AK, AZ +50 states
ALAKAZARCACO+47
Wealth MgmtTrusts & EstatesRetirementInstitutional
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Selection of other advisers

Team

402 advisors

Clients

0

Fees

Percentage of AUM · Fixed fees +1 more

View detailsVisit website
Corporate platformCorporationWebsite listed

WATERMARK GROUP, INC.

Princeton, NJ

AUM

$3.82B

Licensed in NJ
NJ
Wealth Mgmt
  • Portfolio management (pooled vehicles)

Team

8 advisors

Clients

—

Fees

Percentage of AUM; Performance-based fees

View detailsVisit website
Corporate platformCorporationWebsite listed

LUMINATE CAPITAL PARTNERS

San Francisco, CA

AUM

$3.82B

Licensed in CA
CA
Wealth Mgmt
  • Portfolio management (pooled vehicles)

Team

5 advisors

Clients

—

Fees

Percentage of AUM; Performance-based fees

View detailsVisit website
Corporate platformCorporationWebsite listed

HENSSLER FINANCIAL

Kennesaw, GA

AUM

$3.81B

Licensed in AL, AZ, CA +20 states
ALAZCACOGAIL+17
Financial PlanningWealth MgmtTrusts & EstatesRetirement
  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)

Team

36 advisors

Clients

More than 500

Fees

Percentage of AUM · Hourly charges +1 more

View detailsVisit website
Corporate platformCorporationWebsite listed

MILLER HOWARD INVESTMENTS INC

Kingston, NY

AUM

$3.81B

Licensed in AL, AK, AZ +48 states
ALAKAZARCACO+45
Wealth MgmtTrusts & EstatesRetirementInstitutional
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)

Team

12 advisors

Clients

0

Fees

Percentage of AUM

View detailsVisit website
Corporate platformCorporationWebsite listed

TIMUCUAN ASSET MANAGEMENT INC

Jacksonville, FL

AUM

$3.81B

Licensed in CA, CO, IN +12 states
CACOINLAMAMI+9
Wealth MgmtTrusts & EstatesRetirementInstitutional
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)

Team

4 advisors

Clients

0

Fees

Percentage of AUM · Fixed fees +1 more

View detailsVisit website
Corporate platformCorporationWebsite listed

VAN BERKOM AND ASSOCIATES INC.

Montreal, Quebec

AUM

$3.80B

Single-office firm
Wealth MgmtTrusts & EstatesRetirementInstitutional
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)

Team

17 advisors

Clients

0

Fees

Percentage of AUM; Performance-based fees

View detailsVisit website
Corporate platformCorporationWebsite listed

ST. GERMAIN INVESTMENT MANAGEMENT

Springfield, MA

AUM

$3.79B

Licensed in AL, AZ, CA +39 states
ALAZCACODEDC+36
Financial PlanningWealth MgmtTrusts & EstatesRetirement
  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)

Team

30 advisors

Clients

1-10

Fees

Percentage of AUM

View detailsVisit website
Corporate platformCorporationWebsite listed

SCHWARTZ INVESTMENT COUNSEL INC

Plymouth, MI

AUM

$3.79B

Licensed in MI, FL
MIFL
Wealth MgmtTrusts & EstatesRetirementInstitutional
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)

Team

11 advisors

Clients

0

Fees

Percentage of AUM

View detailsVisit website
Corporate platformCorporationWebsite listed

HOLBROOK HOLDINGS, INC.

Atlanta, GA

AUM

$3.78B

Licensed in GA, NC, OR +2 states
GANCORTNTX
Wealth Mgmt
  • Portfolio management (investment companies)

Team

3 advisors

Clients

—

Fees

Percentage of AUM

View detailsVisit website
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