← Back to searchVisit website
HSBC SECURITIES (USA) INC.
CRD 19585 · SEC 801-64563
66 HUSDSON BOULEVARD EAST, NEW YORK, NY, 10001, United States
Phone
212-525-2879
Fax
212-382-5560
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$3.84B
Discretionary AUM
$824.5M
Team
490 total employees; 402 advisory reps
Clients
0
Fees
Percentage of AUM; Fixed fees; Performance-based fees
Org form
Corporation
Filing date
2026-04-15
Disciplinary history
Yes
Services
Portfolio management (pooled vehicles)Portfolio management (institutions)Selection of other advisersPROVIDE ASSET ALLOC RECOMMENDATIONS & BASED UPON SUCH RECOMMENDATIONS 3RD PARTY ADV TO MANAGE ASSETS PURSUANT TO CLIENT APPROVAL
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 10254 | $2.15B |
| High net worth individuals | 1791 | $1.55B |
| Pooled investment vehicles | 28 | $88.0M |
| Pension/profit sharing plans | 8 | $5.0M |
| Corporations/business entities | 27 | $45.5M |
States served
VT, AL, AK, AZ, AR, CA, CO, DE, DC, GA, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MT, NE, NV, NJ, NM, NY, NC, ND, OH, OK, OR, PA, PR, RI, SC, TN, UT, VA, WV, WI, WY, VI, MO, WA, TX, NH, HI, CT, FL, SD
All web addresses on file
Official SEC filing: View on IAPD