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Filter by name, location, specialty, or legal structure. All data from public SEC filings.

Incorporated firms — often large asset managers and corporate platforms (e.g. Vanguard Group), not solo adviser teams.

8,504 advisers found

Corporate platformCorporationWebsite listed

TT INTERNATIONAL

London, NY

AUM

$5.07B

Licensed in NY
NY
Wealth MgmtInstitutional
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)

Team

27 advisors

Clients

—

Fees

Percentage of AUM; Performance-based fees

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Corporate platformCorporationWebsite listed

FIRST FOUNDATION ADVISORS

Irvine, CA

AUM

$5.06B

Licensed in AL, AK, AZ +30 states
ALAKAZCACODC+27
Financial PlanningWealth MgmtTrusts & EstatesFee-Only/Hourly
  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)

Team

25 advisors

Clients

11-25

Fees

Percentage of AUM · Hourly charges +2 more

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Corporate platformCorporationWebsite listed

OBERWEIS ASSET MANAGEMENT INC

Lisle, IL

AUM

$5.06B

Licensed in CA, IL, LA +2 states
CAILLATXFL
Wealth MgmtTrusts & EstatesInstitutional
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)

Team

17 advisors

Clients

—

Fees

Percentage of AUM; PROVIDE MODEL PORTFOLIO DATA TO CLIENTS

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Corporate platformCorporationWebsite listed

SAVVY

New York, NY

AUM

$5.00B

Licensed in AL, AK, AZ +48 states
ALAKAZARCACO+45
Financial PlanningWealth MgmtTrusts & EstatesRetirement
  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers

Team

101 advisors

Clients

251-500

Fees

Percentage of AUM · Hourly charges +1 more

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Corporate platformCorporationWebsite listed

ADVANCE CAPITAL MANAGEMENT INC

Southfield, MI

AUM

$4.98B

Licensed in AL, AZ, AR +37 states
ALAZARCACOGA+34
Financial PlanningWealth MgmtTrusts & EstatesRetirement
  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)

Team

29 advisors

Clients

More than 500

Fees

Percentage of AUM; Fixed fees

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Corporate platformCorporationWebsite listed

DESTINATION WEALTH MANAGEMENT

Walnut Creek, CA

AUM

$4.95B

Licensed in AZ, CA, CO +25 states
AZCACOGAIDLA+22
Financial PlanningWealth MgmtTrusts & EstatesRetirement
  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting

Team

31 advisors

Clients

251-500

Fees

Percentage of AUM · Hourly charges +1 more

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Corporate platformCorporationWebsite listed

YALE CAPITAL CORP.

St.. Petersburg, FL

AUM

$4.92B

Licensed in CA, DE, LA +4 states
CADELANETNTX+1
Financial PlanningWealth MgmtTrusts & EstatesInstitutional
  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)

Team

4 advisors

Clients

1-10

Fees

Percentage of AUM

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Corporate platformCorporationWebsite listed

PRIVATE MANAGEMENT GROUP INC

Irvine, CA

AUM

$4.90B

Licensed in AL, AZ, CA +28 states
ALAZCAGAIDIL+25
Wealth MgmtTrusts & EstatesRetirementInstitutional
  • Portfolio management (individuals)
  • Portfolio management (institutions)

Team

21 advisors

Clients

0

Fees

Percentage of AUM

View detailsVisit website
Corporate platformCorporationWebsite listed

COMPOUND PLANNING, INC.

New York, NY

AUM

$4.85B

Licensed in AL, AK, AZ +49 states
ALAKAZARCACO+46
Financial PlanningWealth MgmtTrusts & EstatesRetirement
  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)

Team

76 advisors

Clients

11-25

Fees

Percentage of AUM · Fixed fees +1 more

View detailsVisit website
Corporate platformCorporationWebsite listed

CIDEL ASSET MANAGEMENT INC

Toronto, Ontario, CA

AUM

$4.80B

Licensed in CA, DE, NV +2 states
CADENVNYFL
Wealth MgmtTrusts & EstatesRetirementInstitutional
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)

Team

32 advisors

Clients

—

Fees

Percentage of AUM

View detailsVisit website
Corporate platformCorporationWebsite listed

BROWNSON, REHMUS & FOXWORTH, INC.

Chicago, IL

AUM

$4.79B

Licensed in CA, CO, IL +10 states
CACOILMANYOH+7
Financial PlanningWealth MgmtTrusts & EstatesInstitutional
  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)

Team

16 advisors

Clients

251-500

Fees

Hourly charges; Fixed fees

View detailsVisit website
Corporate platformCorporationWebsite listed

FOSTER GROUP, INC.

West Des Moines, IA

AUM

$4.78B

Licensed in AZ, AR, CA +27 states
AZARCACOGAIL+24
Financial PlanningWealth MgmtTrusts & EstatesInstitutional
  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)

Team

45 advisors

Clients

More than 500

Fees

Percentage of AUM · Hourly charges +1 more

View detailsVisit website
Corporate platformCorporationWebsite listed

NATIONS FINANCIAL GROUP, INC.

Cedar Rapids, IA

AUM

$4.77B

Licensed in AL, AZ, AR +41 states
ALAZARCACODE+38
Financial PlanningWealth MgmtTrusts & EstatesRetirement
  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)

Team

81 advisors

Clients

0

Fees

Percentage of AUM; Fixed fees

View detailsVisit website
Corporate platformCorporationWebsite listed

MADISON CAPITAL PARTNERS

Chicago, IL

AUM

$4.77B

Licensed in IL
IL
Wealth Mgmt
  • Portfolio management (pooled vehicles)

Team

6 advisors

Clients

—

Fees

Performance-based fees; PERCENTAGE OF INCOME

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Corporate platformCorporationWebsite listed

ROBECO INSTITUTIONAL ASSET MANAGEMENT US INC

New York, NY

AUM

$4.76B

Licensed in MA
MA
Wealth MgmtRetirementInstitutional
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)

Team

55 advisors

Clients

—

Fees

Percentage of AUM · Fixed fees +1 more

View detailsVisit website
Corporate platformCorporationWebsite listed

GWN SECURITIES INC.

Palm Beach Gardens, FL

AUM

$4.75B

Licensed in AL, AK, AZ +49 states
ALAKAZARCACO+46
Financial PlanningWealth MgmtTrusts & EstatesFee-Only/Hourly
  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers

Team

448 advisors

Clients

51-100

Fees

Percentage of AUM · Hourly charges +2 more

View detailsVisit website
Corporate platformCorporationWebsite listed

BRAGG FINANCIAL ADVISORS INC

Charlotte, NC

AUM

$4.67B

Licensed in CA, CO, GA +11 states
CACOGAMDMANY+8
Financial PlanningWealth MgmtTrusts & EstatesInstitutional
  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)

Team

15 advisors

Clients

251-500

Fees

Percentage of AUM · Hourly charges +1 more

View detailsVisit website
Corporate platformCorporationWebsite listed

HERITAGE INVESTORS MANAGEMENT CORP

Bethesda, MD

AUM

$4.63B

Licensed in CA, CO, DE +16 states
CACODEDCGAIL+13
Financial PlanningWealth MgmtTrusts & EstatesRetirement
  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)

Team

8 advisors

Clients

51-100

Fees

Percentage of AUM · Hourly charges +1 more

View detailsVisit website
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