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COMPOUND PLANNING, INC.
CRD 171787 · SEC 801-126007
115 BROADWAY, 5TH FLOOR, NEW YORK, NY, 10006, United States
Phone
888-533-9364
Fax
949-270-1724
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$4.85B
Discretionary AUM
$4.85B
Team
119 total employees; 76 advisory reps
Clients
11-25
Fees
Percentage of AUM; Fixed fees; SELECTION OF OTHER ADVISERS
Org form
Corporation
Filing date
2026-03-26
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)Portfolio management (institutions)Selection of other advisersPublication of periodicalsEducational seminars
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 10868 | $1.48B |
| High net worth individuals | 612 | $1.53B |
| Pension/profit sharing plans | 354 | $128.9M |
| Charitable organizations | 129 | $13.8M |
| Corporations/business entities | 147 | $110.7M |
States served
VT, AL, AK, AZ, AR, CA, CO, DE, DC, GA, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MT, NE, NV, NJ, NM, NY, NC, ND, OH, OK, OR, PA, RI, SC, TN, UT, VA, WV, WI, WY, VI, MO, WA, TX, NH, HI, CT, FL, SD
All web addresses on file
- https://compoundplanning.com
- http://www.lifeplan2retire.com
- https://www.financialpuzzlehelp.com/
- https://www.hackettadvisory.com/
- https://winklerwealth.com/
- https://www.atomifinancial.com/
- https://www.linkedin.com/company/compound-financial
- http://x.com/compound
- http://instagram.com/withcompound
- https://www.youtube.com/@compoundwealthmanagement
- https://withcompound.com
- https://www.compoundhq.com
- https://maddahiwealth.com/
- https://www.hackettadvisory.com/
- http://hawkeswealthmanagement.net/
- http://hawkeswealth.com/
- https://bennettandporter.com/
Official SEC filing: View on IAPD