← Back to searchVisit website
NATIONS FINANCIAL GROUP, INC.
CRD 44181 · SEC 801-57407
3925 FOUNTAINS BLVD NE, SUITE 200, CEDAR RAPIDS, IA, 52411, United States
Phone
319-393-9541
Fax
319-393-3903
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$4.77B
Discretionary AUM
$3.70B
Team
94 total employees; 81 advisory reps
Clients
0
Fees
Percentage of AUM; Fixed fees
Org form
Corporation
Filing date
2026-03-18
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)Portfolio management (institutions)Pension consultingSelection of other advisers
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 3900 | $1.21B |
| High net worth individuals | 1625 | $3.39B |
| Pension/profit sharing plans | 14 | $32.8M |
| Charitable organizations | 16 | $26.0M |
| Corporations/business entities | 14 | $113.3M |
States served
AL, AZ, AR, CA, CO, DE, DC, GA, ID, IL, IN, IA, KS, KY, LA, MD, MA, MI, MN, MS, MT, NE, NV, NJ, NM, NY, NC, OH, OK, OR, PA, SC, TN, UT, VA, WI, WY, MO, WA, TX, NH, CT, FL, SD
All web addresses on file
Official SEC filing: View on IAPD