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Filter by name, location, specialty, or legal structure. All data from public SEC filings.

Incorporated firms — often large asset managers and corporate platforms (e.g. Vanguard Group), not solo adviser teams.

8,504 advisers found

Corporate platformCorporationWebsite listed

GAOTENG GLOBAL ASSET MANAGEMENT LIMITED

Hong Kong, Hong Kong

AUM

$13.35B

Single-office firm
Wealth MgmtTrusts & EstatesInstitutional
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)

Team

11 advisors

Clients

—

Fees

Percentage of AUM; Performance-based fees

View detailsVisit website
Corporate platformCorporationWebsite listed

NOVACAP MANAGEMENT INC.

Brossard, Quebec

AUM

$13.17B

Single-office firm
Wealth Mgmt
  • Portfolio management (pooled vehicles)

Team

89 advisors

Clients

—

Fees

Percentage of AUM; Performance-based fees

View detailsVisit website
Corporate platformCorporationWebsite listed

MONTRUSCO BOLTON INVESTMENTS INC.

Montreal, Quebec, CA

AUM

$12.93B

Licensed in CA, TX
CATX
Wealth MgmtTrusts & EstatesRetirementInstitutional
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)

Team

16 advisors

Clients

—

Fees

Percentage of AUM; Performance-based fees

View detailsVisit website
Corporate platformCorporationWebsite listed

NEPHILA CAPITAL LTD.

Hamilton

AUM

$12.88B

Single-office firm
Wealth Mgmt
  • Portfolio management (pooled vehicles)

Team

9 advisors

Clients

—

Fees

Percentage of AUM · Performance-based fees +1 more

View detailsVisit website
Corporate platformCorporationWebsite listed

CITIZENS SECURITIES, INC.

Johnston, RI

AUM

$12.87B

Licensed in AL, AK, AZ +49 states
ALAKAZARCACO+46
Financial PlanningWealth MgmtTrusts & Estates
  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers

Team

454 advisors

Clients

More than 500

Fees

Percentage of AUM

View detailsVisit website
Corporate platformCorporationWebsite listed

PUGH CAPITAL MANAGEMENT, INC.

Seattle, WA

AUM

$12.82B

Licensed in WA
WA
Wealth MgmtTrusts & EstatesRetirementInstitutional
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)

Team

22 advisors

Clients

—

Fees

Percentage of AUM; Performance-based fees

View detailsVisit website
Corporate platformCorporationWebsite listed

FRANKLIN TEMPLETON INVESTMENTS CORP.

Toronto (Ontario)

AUM

$12.77B

Single-office firm
Wealth MgmtTrusts & EstatesRetirementInstitutional
  • Portfolio management (investment companies)
  • Portfolio management (institutions)
  • PORTFOLIO MANAGEMENT FOR FUNDS, INDIVIDUALS AND INSTITUTIONAL CLIENTS THAT ARE NOT UNITED STATES RESIDENTS

Team

28 advisors

Clients

—

Fees

Percentage of AUM; Performance-based fees

View detailsVisit website
Corporate platformCorporationWebsite listed

DUFF & PHELPS INVESTMENT MANAGEMENT CO.

Chicago, IL

AUM

$12.75B

Licensed in DE, IL, KS +3 states
DEILKSLATXFL
Wealth MgmtTrusts & EstatesRetirementInstitutional
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)

Team

26 advisors

Clients

0

Fees

Percentage of AUM; Performance-based fees

View detailsVisit website
Corporate platformCorporationWebsite listed

APPLETON PARTNERS, INC.

Boston, MA

AUM

$12.55B

Licensed in AL, AK, AZ +50 states
ALAKAZARCACO+47
Financial PlanningWealth MgmtTrusts & EstatesInstitutional
  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)

Team

31 advisors

Clients

101-250

Fees

Percentage of AUM

View detailsVisit website
Corporate platformCorporationWebsite listed

WESTWOOD MANAGEMENT CORP

Dallas, TX

AUM

$12.46B

Licensed in AZ, CA, CO +32 states
AZCACODEDCGA+29
Wealth MgmtTrusts & EstatesRetirementInstitutional
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)

Team

68 advisors

Clients

—

Fees

Percentage of AUM; Performance-based fees

View detailsVisit website
Corporate platformCorporationWebsite listed

PROSPERA FINANCIAL SERVICES, INC.

Dallas, TX

AUM

$12.44B

Licensed in AL, AK, AZ +50 states
ALAKAZARCACO+47
Financial PlanningWealth MgmtTrusts & EstatesRetirement
  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)

Team

207 advisors

Clients

11-25

Fees

Percentage of AUM · Hourly charges +4 more

View detailsVisit website
Corporate platformCorporationWebsite listed

NEUBERGER BERMAN CANADA ULC

Toronto, Ontario

AUM

$12.39B

Single-office firm
Wealth MgmtTrusts & EstatesRetirementInstitutional
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)

Team

13 advisors

Clients

—

Fees

Percentage of AUM; Performance-based fees

View detailsVisit website
Corporate platformCorporationWebsite listed

RAMIREZ ASSET MANAGEMENT, INC.

New York, NY

AUM

$12.27B

Licensed in CA, CO, DC +24 states
CACODCGAILLA+21
Wealth MgmtTrusts & EstatesRetirementInstitutional
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)

Team

21 advisors

Clients

0

Fees

Percentage of AUM

View detailsVisit website
Corporate platformCorporationWebsite listed

MAIRS & POWER

St.. Paul, MN

AUM

$12.14B

Licensed in AZ, CA, CO +14 states
AZCACOILIALA+11
Financial PlanningWealth MgmtTrusts & EstatesRetirement
  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)

Team

25 advisors

Clients

51-100

Fees

Percentage of AUM · Fixed fees +1 more

View detailsVisit website
Corporate platformCorporationWebsite listed

SPARX ASSET MANAGEMENT CO., LTD.

Tokyo

AUM

$11.71B

Single-office firm
Wealth MgmtRetirementInstitutional
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)

Team

35 advisors

Clients

—

Fees

Percentage of AUM; Performance-based fees

View detailsVisit website
Corporate platformCorporationWebsite listed

GAMCO ASSET MANAGEMENT INC.

Greenwich, CT

AUM

$11.69B

Licensed in AL, AK, AZ +45 states
ALAKAZARCACO+42
Wealth MgmtTrusts & EstatesRetirementInstitutional
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)

Team

45 advisors

Clients

0

Fees

Percentage of AUM · Fixed fees +2 more

View detailsVisit website
Corporate platformCorporationWebsite listed

NOVACAP MANAGEMENT US INC.

Brossard, Quebec

AUM

$11.61B

Single-office firm
Wealth Mgmt
  • Portfolio management (pooled vehicles)

Team

13 advisors

Clients

—

Fees

Percentage of AUM; Performance-based fees

View detailsVisit website
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