Falists
← Back to search

NEUBERGER BERMAN CANADA ULC

CRD 284803 · SEC 801-108509

Corporate platformCorporation

Large incorporated asset manager or corporate group — typically not a local adviser team.

Visit website

181 BAY STREET, SUITE 815, TORONTO, ONTARIO, M5J 2V1, Canada

Registration

Registered (APPROVED)

Source

SEC registered

Total AUM

$12.39B

Discretionary AUM

$12.39B

Team

27 total employees; 13 advisory reps; 2 broker-dealer reps

Clients

Fees

Percentage of AUM; Performance-based fees

Org form

Corporation

Filing date

2026-04-14

Disciplinary history

No

Services

Portfolio management (individuals)Portfolio management (pooled vehicles)Portfolio management (institutions)

Client types

TypeClientsAUM
Individuals1993$796.4M
High net worth individuals899$4.05B
Investment companies4$414.6M
Pooled investment vehicles26$3.12B
Pension/profit sharing plans14$212.7M
Charitable organizations28$336.2M
Insurance companies2$729.0M
Sovereign wealth funds2$305.0M
Corporations/business entities392$2.41B

All web addresses on file

Official SEC filing: View on IAPD