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DUFF & PHELPS INVESTMENT MANAGEMENT CO.
CRD 107296 · SEC 801-14813
10 S. WACKER DRIVE, 19TH FLOOR, CHICAGO, IL, 60606, United States
Phone
312-263-2610
Fax
312-261-5074
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$12.75B
Discretionary AUM
$12.75B
Team
53 total employees; 26 advisory reps
Clients
0
Fees
Percentage of AUM; Performance-based fees
Org form
Corporation
Filing date
2026-04-17
Disciplinary history
No
Services
Portfolio management (investment companies)Portfolio management (pooled vehicles)Portfolio management (institutions)
Client types
| Type | Clients | AUM |
|---|---|---|
| Investment companies | 14 | $7.51B |
| Pooled investment vehicles | 6 | $1.48B |
| Pension/profit sharing plans | 7 | $2.09B |
| Charitable organizations | 3 | $47.5M |
| State/municipal entities | 5 | $701.6M |
| Corporations/business entities | 9 | $916.5M |
States served
DE, IL, KS, LA, TX, FL
All web addresses on file
Official SEC filing: View on IAPD