Falists

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Filter by name, location, specialty, or legal structure. Use the sortable table to compare AUM, team size, and reputation links (SEC, FINRA, BBB).

Incorporated firms — often large asset managers and corporate platforms (e.g. Vanguard Group), not solo adviser teams.

8,504 advisers found

Compare advisers as cards or a sortable table with reputation links.

Showing 24 of 24 on this page. Click column headers to sort. Verify reputation via SEC, FINRA, and BBB links.

FeesReputationProfile
KANE INVESTMENT MANAGEMENT, INC.

CRD 127337

Los Gatos, CA

Corporate platform

Corporation

$240.5M6 advisorsPercentage of AUM; Performance-based feesView
EADS & HEALD WEALTH MANAGEMENT

CRD 105524

Atlanta, GA

Corporate platform

Corporation

$240.5M4 advisorsPercentage of AUM; Fixed feesView
INTERACTIVE FINANCIAL ADVISORS

CRD 125117

New Lenox, IL

Corporate platform

Corporation

$240.4M33 advisorsPercentage of AUM · Hourly charges +1 moreView
ALLIED PORTFOLIO MANAGEMENT, INC.

CRD 113809

Tucson, AZ

Corporate platform

Corporation

$240.2M1 advisorsPercentage of AUMView
LANE BROTHERS INVESTMENT COUNSEL

CRD 105968

Prescott, AZ

Corporate platform

Corporation

$240.1M5 advisorsPercentage of AUM; Fixed feesView
CASTANEA PARTNERS INC.

CRD 160229

Newton, MA

Corporate platform

Corporation

$239.0M4 advisorsPercentage of AUM; CARRIED INTERESTView
ORRELL CAPITAL MANAGEMENT

CRD 112487

Livermore, CA

Corporate platform

Corporation

$238.9M2 advisorsPercentage of AUMView
TOTAL WEALTH PLANNING AND MANAGEMENT, INC.

CRD 166664

AK

Corporate platform

Corporation

$238.8M7 advisorsPercentage of AUM · Hourly charges +2 moreView
CPR INVESTMENTS INC

CRD 139067

Rochester, MI

Corporate platform

Corporation

$238.8M24 advisorsPercentage of AUM · Hourly charges +2 moreView
GANIM PRIVATE WEALTH

CRD 285679

Shelton, CT

Corporate platform

Corporation

$238.6M4 advisorsPercentage of AUM · Hourly charges +1 moreView
JM2 CAPITAL INC.

CRD 292351

Edmond, OK

Corporate platform

Corporation

$238.4M3 advisorsPercentage of AUMView
3J CAPITAL

CRD 292257

Sao Paulo

Corporate platform

Corporation

$238.0M4 advisorsPercentage of AUM · Commissions +2 moreView
QUEST 10 WEALTH BUILDERS, INC.

CRD 154092

Fuquay-Varina, NC

Corporate platform

Corporation

$237.7M8 advisorsPercentage of AUM · Hourly charges +1 moreView
LIGHTHOUSE WEALTH MANAGEMENT, INC.

CRD 157925

Ashland, OH

Corporate platform

Corporation

$237.6M5 advisorsPercentage of AUM; Hourly chargesView
CARLSBAD WEALTH ADVISORY GROUP, INC.

CRD 146587

Carlsbad, CA

Corporate platform

Corporation

$237.6M4 advisorsPercentage of AUM; Fixed feesView
LEICHT FINANCIAL PLANNING AND WEALTH MANAGEMENT

CRD 171967

Parsippany, NJ

Corporate platform

Corporation

$237.4M1 advisorsPercentage of AUM; Fixed feesView
CAPITAL FINANCIAL GROUP, INC.

CRD 111709

Littleton, CO

Corporate platform

Corporation

$237.4M3 advisorsPercentage of AUMView
NORTH AMERICAN WEALTH ADVISORS INC.

CRD 297057

Jordan, MN

Corporate platform

Corporation

$237.3M1 advisorsPercentage of AUMView
ELDERADO FINANCIAL, INC

CRD 112908

Montrose, CO

Corporate platform

Corporation

$237.2M5 advisorsPercentage of AUM · Hourly charges +1 moreView
MINERVA PLANNING GROUP

CRD 127263

Decatur, GA

Corporate platform

Corporation

$236.9M3 advisorsPercentage of AUM; Hourly chargesView
YOUR PRIVATE CLIENT GROUP, INC.

CRD 292621

AZ

Corporate platform

Corporation

$236.7M2 advisorsPercentage of AUMView
NVEST WEALTH STRATEGIES, INC.

CRD 139758

Powell, OH

Corporate platform

Corporation

$236.7M2 advisorsPercentage of AUM; Hourly chargesView
SPECTRUM FINANCIAL INC

CRD 105618

Virginia Beach, VA

Corporate platform

Corporation

$236.5M5 advisorsPercentage of AUM; SERVICE FEE/SUB ADVISORY FEEView
ARLINGTON WEALTH MANAGEMENT

CRD 114801

Arlington Heights, IL

Corporate platform

Corporation

$235.9M3 advisorsPercentage of AUM; Fixed feesView
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