← Back to searchVisit website
CAPITAL FINANCIAL GROUP, INC.
CRD 111709 · SEC 801-117272
13986 BOWLES AVE., SUITE 200, LITTLETON, CO, 80127, United States
Phone
303-629-7500
Fax
303-629-7560
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$237.4M
Discretionary AUM
$219.5M
Team
5 total employees; 3 advisory reps
Clients
101-250
Fees
Percentage of AUM
Org form
Corporation
Filing date
2026-04-09
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)Pension consulting
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 171 | $75.3M |
| High net worth individuals | 62 | $147.1M |
| Pension/profit sharing plans | 3 | $14.4M |
| Corporations/business entities | 2 | $577K |
States served
CA, CO, NE, TX, FL
All web addresses on file
Official SEC filing: View on IAPD