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SPECTRUM FINANCIAL INC
CRD 105618 · SEC 801-33311
272 BENDIX ROAD, STE 600, VIRGINIA BEACH, VA, 23452, United States
Phone
757-463-7600
Fax
757-463-1232
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$236.5M
Discretionary AUM
$236.5M
Team
9 total employees; 5 advisory reps
Clients
0
Fees
Percentage of AUM; SERVICE FEE/SUB ADVISORY FEE
Org form
Corporation
Filing date
2026-03-19
Disciplinary history
No
Services
Portfolio management (individuals)Portfolio management (investment companies)ASSET ALLOCATION SERVICES
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 213 | $34.4M |
| Investment companies | 3 | $192.5M |
| Pension/profit sharing plans | 2 | $1.9M |
| Charitable organizations | 9 | $2.7M |
| Corporations/business entities | 4 | $4.9M |
States served
AL, CA, GA, IL, MD, NY, PA, VA, TX, CT, FL
All web addresses on file
Official SEC filing: View on IAPD