Falists

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Filter by name, location, specialty, or legal structure. Use the sortable table to compare AUM, team size, and reputation links (SEC, FINRA, BBB).

Corporate platforms — large incorporated asset managers and groups, not typical local adviser teams.

11,375 advisers found

Compare advisers as cards or a sortable table with reputation links.

Showing 24 of 24 on this page. Click column headers to sort. Verify reputation via SEC, FINRA, and BBB links.

FeesReputationProfile
BRAND ASSET MANAGEMENT GROUP, INC.

CRD 106162

Chesterfield, MO

Corporate platform

Corporation

$1.17B15 advisorsPercentage of AUM; Fixed feesView
WELLINGTON SHIELDS CAPITAL MANAGEMENT, LLC

CRD 150529

New York, NY

Corporate platform

LLC

$1.17B13 advisorsPercentage of AUM; Fixed feesView
DELTROIT ASSET MANAGEMENT (UK) LLP

CRD 334286

London

Corporate platform

LLP

$1.17B12 advisorsPercentage of AUM; Performance-based feesView
ASSOCIATED INVESTMENT SERVICES, INC.

CRD 1464

Green Bay, WI

Corporate platform

Corporation

$1.17B27 advisorsPercentage of AUMView
LEUTHOLD WEEDEN CAPITAL MANAGEMENT

CRD 105826

Minneapolis, MN

Corporate platform

LLC

$1.17B7 advisorsPercentage of AUM · Subscription fees +1 moreView
COTA CAPITAL MANAGEMENT, LLC

CRD 226750

San Francisco, CA

Corporate platform

LLC

$1.17B8 advisorsPercentage of AUM; Performance-based feesView
WOODARD & CO ASSET MANAGEMENT GROUP INC

CRD 108199

Bermuda Run, NC

Corporate platform

Corporation

$1.17B5 advisorsPercentage of AUMView
OARSMAN CAPITAL, INC

CRD 109993

Milwaukee, WI

Corporate platform

Corporation

$1.17B13 advisorsPercentage of AUMView
FINANCIAL PERSPECTIVES

CRD 135549

Minneapolis, MN

Corporate platform

Corporation

$1.17B14 advisorsPercentage of AUM · Hourly charges +1 moreView
TRINITY VENTURES

CRD 159537

CA

Corporate platform

Corporation

$1.17B4 advisorsPercentage of AUM; Performance-based feesView
BAXTER INVESTMENT MANAGEMENT

CRD 106548

Riverside, CT

Corporate platform

Corporation

$1.17B5 advisorsPercentage of AUMView
AGILE INVESTMENT MANAGEMENT, LLC

CRD 331966

FL

Corporate platform

LLC

$1.17B6 advisorsPercentage of AUMView
W.A. SMITH FINANCIAL GROUP

CRD 146608

Sandusky, OH

Corporate platform

Corporation

$1.16B13 advisorsPercentage of AUM; Fixed feesView
MANHATTAN WEST ASSET MANAGEMENT, LLC

CRD 283630

Los Angeles, CA

Corporate platform

LLC

$1.16B33 advisorsPercentage of AUM · Fixed fees +1 moreView
L & S ADVISORS, INC

CRD 140923

Los Angeles, CA

Corporate platform

Corporation

$1.16B9 advisorsPercentage of AUM; Hourly chargesView
AMELIORA WEALTH MANAGEMENT LTD.

CRD 164038

Zurich, CA

Corporate platform

Corporation

$1.16B9 advisorsPercentage of AUM; Performance-based feesView
THE CAPSTREET GROUP, LLC

CRD 159690

Houston, TX

Corporate platform

LLC

$1.16B24 advisorsPercentage of AUM · Performance-based fees +1 moreView
FORTIS CAPITAL MANAGEMENT LLC

CRD 172198

Bellevue, WA

Corporate platform

LLC

$1.16B18 advisorsPercentage of AUM · Hourly charges +3 moreView
REAGAN COMPANIES ASSET MANAGEMENT, INC

CRD 161648

Syracuse, NY

Corporate platform

Corporation

$1.16B4 advisorsPercentage of AUM · Hourly charges +1 moreView
FULCRUM EQUITY PARTNERS, INC.

CRD 163489

Atlanta, GA

Corporate platform

Corporation

$1.16B16 advisorsPercentage of AUM; Performance-based feesView
NTV ASSET MANAGEMENT, LLC

CRD 111062

Charleston, WV

Corporate platform

LLC

$1.16B5 advisorsPercentage of AUM; Fixed feesView
ACADEMY CAPITAL MANAGEMENT

CRD 105008

Waco, TX

Corporate platform

Corporation

$1.16B5 advisorsPercentage of AUMView
KENNEDY LEWIS CAPITAL HOLDINGS LLC

CRD 324025

New York, NY

Corporate platform

LLC

$1.16B42 advisorsPercentage of AUM; Performance-based feesView
EFFICIENT CAPITAL MANAGEMENT LLC

CRD 287958

Warrenville, IL

Corporate platform

LLC

$1.16B13 advisorsPercentage of AUM · Performance-based fees +1 moreView
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