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W.A. SMITH FINANCIAL GROUP
GREAT LAKES RETIREMENT, INC.
CRD 146608 · SEC 801-110042
4604 TIMBER COMMONS DRIVE, SANDUSKY, OH, 44870, United States
Phone
419-626-8600
Fax
419-625-3902
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$1.16B
Discretionary AUM
$1.08B
Team
27 total employees; 13 advisory reps
Clients
1-10
Fees
Percentage of AUM; Fixed fees
Org form
Corporation
Filing date
2026-03-31
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)Pension consultingSelection of other advisersEducational seminars
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 1329 | $490.4M |
| High net worth individuals | 336 | $671.7M |
| Pension/profit sharing plans | 4 | $1.6M |
States served
AZ, CA, MI, NC, OH, SC, TN, TX, FL
All web addresses on file
- HTTP://www.wasmithfinancial.com
- https://m.WA- smith-financial-group
- https://www.youtube.com/@WASmith Financial
- https://www.linkedin.com/company/wa-smith.financial-group
- https://www.instagram.com/was smith financial
- https://twitter.com/wasmithfingroup
- https://www.tiktok.com/@wasmithfingroup
- https://www.facebook.com/wasmithfingroup
Official SEC filing: View on IAPD