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BAXTER INVESTMENT MANAGEMENT
BAXTER BROTHERS INC.
CRD 106548 · SEC 801-1939
1030 EAST PUTNAM AVENUE, RIVERSIDE, CT, 06878, United States
Phone
203-637-4559
Fax
203-637-9652
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$1.17B
Discretionary AUM
$1.17B
Team
7 total employees; 5 advisory reps
Clients
26-50
Fees
Percentage of AUM
Org form
Corporation
Filing date
2026-03-11
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)Portfolio management (institutions)
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 203 | $66.2M |
| High net worth individuals | 222 | $1.05B |
| Pension/profit sharing plans | 9 | $9.3M |
| Charitable organizations | 5 | $22.3M |
| Corporations/business entities | 7 | $17.2M |
States served
AZ, CA, GA, LA, MA, NJ, NY, PA, SC, WA, TX, CT, FL
All web addresses on file
Official SEC filing: View on IAPD