Falists

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Filter by name, location, specialty, or legal structure. Use the sortable table to compare AUM, team size, and reputation links (SEC, FINRA, BBB).

Corporate platforms — large incorporated asset managers and groups, not typical local adviser teams.

11,375 advisers found

Compare advisers as cards or a sortable table with reputation links.

Showing 24 of 24 on this page. Click column headers to sort. Verify reputation via SEC, FINRA, and BBB links.

FeesReputationProfile
DE GROOTE FINANCIAL GROUP, LLC

CRD 168178

Thousand Oaks, CA

Corporate platform

LLC

$1.22B3 advisorsPercentage of AUM · Hourly charges +1 moreView
FIELDER CAPITAL GROUP LLC

CRD 156737

Nashville, TN

Corporate platform

LLC

$1.21B5 advisorsPercentage of AUM; Fixed feesView
HUDSON COVE CAPITAL MANAGEMENT LLC

CRD 283128

Jersey City, NJ

Corporate platform

LLC

$1.21B7 advisorsPercentage of AUM · Performance-based fees +1 moreView
FOLGER NOLAN FLEMING DOUGLAS CAPITAL MANAGEMENT, INC.

CRD 140444

Washington, DC

Corporate platform

Corporation

$1.21B7 advisorsPercentage of AUMView
JAMES INVESTMENT RESEARCH INC

CRD 110433

Xenia, OH

Corporate platform

Corporation

$1.21B8 advisorsPercentage of AUM · Hourly charges +2 moreView
HG CAPITAL MANAGEMENT, LLC

CRD 163613

Nashville, TN

Corporate platform

LLC

$1.21B11 advisorsPercentage of AUM; Performance-based feesView
AMERGIN ASSET MANAGEMENT, LLC

CRD 323350

Boca Raton, FL

Corporate platform

LLC

$1.21B5 advisorsPercentage of AUM · Performance-based fees +1 moreView
CHICAGO OAKBROOK FINANCIAL GROUP

CRD 333344

Oak Brook, IL

Corporate platform

LLC

$1.21B9 advisorsPercentage of AUM · Hourly charges +1 moreView
VAN CLEEF ASSET MANAGEMENT INC

CRD 105768

Beachwood, OH

Corporate platform

Other (specify)

$1.21B3 advisorsPercentage of AUMView
WRIGHT INVESTORS SERVICE INC

CRD 106302

Shelton, CT

Corporate platform

Corporation

$1.21B9 advisorsPercentage of AUM · Subscription fees +1 moreView
ORIDIAN CAPITAL MANAGEMENT, L.P.

CRD 155834

Washington, DC

Corporate platform

LP

$1.20B16 advisorsPercentage of AUM; Performance-based feesView
SANTA LUCIA ASSET MANAGEMENT PTE. LTD.

CRD 291669

Singapore

Corporate platform

Corporation

$1.20B6 advisorsPercentage of AUM · Fixed fees +1 moreView
COLUMBIA ASSET MANAGEMENT, L.L.C.

CRD 124174

Ann Arbor, MI

Corporate platform

LLC

$1.20B6 advisorsPercentage of AUM · Hourly charges +1 moreView
BMO NESBITT BURNS SECURITIES LTD.

CRD 281337

Toronto, Ontario, AZ

Corporate platform

Corporation

$1.20B216 advisorsPercentage of AUMView
RICHARD YOUNG ADVISORS

CRD 126124

Augusta, GA

Corporate platform

Corporation

$1.20B8 advisorsPercentage of AUMView
SILVERBACK ASSET MANAGEMENT, LLC

CRD 141407

Durham, NC

Corporate platform

LLC

$1.19B5 advisorsPercentage of AUM; Performance-based feesView
TOBIAS FINANCIAL ADVISORS

CRD 104711

Plantation, FL

Corporate platform

Corporation

$1.19B9 advisorsPercentage of AUM · Hourly charges +1 moreView
WOODSTOCK CORPORATION

CRD 110662

Boston, MA

Corporate platform

Corporation

$1.19B7 advisorsPercentage of AUM; Performance-based feesView
POLUS CAPITAL MANAGEMENT (US) INC.

CRD 323283

New York, NY

Corporate platform

Corporation

$1.18B7 advisorsPercentage of AUM; Performance-based feesView
TCP ASSET MANAGEMENT, LLC

CRD 286037

Upper Arlington, OH

Corporate platform

LLC

$1.18B21 advisorsPercentage of AUM · Hourly charges +2 moreView
VERUS FINANCIAL PARTNERS

CRD 106744

Richmond, VA

Corporate platform

Corporation

$1.18B12 advisorsPercentage of AUM; Fixed feesView
EVERGREEN WEALTH

CRD 168998

Springfield, IL

Corporate platform

Corporation

$1.18B6 advisorsPercentage of AUM · Hourly charges +1 moreView
DINUZZO PRIVATE WEALTH, INC.

CRD 112778

Beaver, PA

Corporate platform

Corporation

$1.18B8 advisorsPercentage of AUMView
DEERFIELD

CRD 104964

Indianapolis, IN

Corporate platform

Corporation

$1.18B6 advisorsPercentage of AUM · Hourly charges +1 moreView
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