Falists
← Back to search

BMO NESBITT BURNS SECURITIES LTD.

CRD 281337 · SEC 801-107176

Visit website

1 FIRST CANADIAN PLACE, 41ST FLOOR, TORONTO, ONTARIO, VT, M5X 1A1, Canada

Phone

416-624-5509

Fax

—

Registration

Registered (APPROVED)

Source

SEC registered

Total AUM

$1.20B

Discretionary AUM

$1.20B

Team

303 total employees; 216 advisory reps

Clients

11-25

Fees

Percentage of AUM

Org form

Corporation

Filing date

2026-01-28

Disciplinary history

No

Services

Financial planningPortfolio management (individuals)Portfolio management (institutions)

Client types

TypeClientsAUM
Individuals674$96.8M
High net worth individuals412$1.10B

States served

VT, AZ, CA, CO, DE, DC, GA, IL, IN, LA, MD, MA, MI, MN, MT, NV, NJ, NM, NY, NC, OH, OR, PA, SC, TN, UT, VA, WI, MO, WA, TX, NH, HI, CT, FL

All web addresses on file

Official SEC filing: View on IAPD