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DE GROOTE FINANCIAL GROUP, LLC
CRD 168178 · SEC 801-78358
3013 WILLOW LANE, THOUSAND OAKS, CA, 91361, United States
Phone
(805) 230-0111
Fax
(805) 230-0061
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$1.22B
Discretionary AUM
$1.22B
Team
9 total employees; 3 advisory reps; 1 broker-dealer reps
Clients
1-10
Fees
Percentage of AUM; Hourly charges; Fixed fees
Org form
Limited Liability Company
Filing date
2026-05-27
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 200 | $152.8M |
| High net worth individuals | 147 | $731.5M |
| Pension/profit sharing plans | 18 | $17.8M |
| Corporations/business entities | 12 | $313.8M |
States served
AZ, CA, IL, LA, MA, NV, OR, UT, TX, NH, FL
All web addresses on file
Official SEC filing: View on IAPD