Falists

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Filter by name, location, specialty, or legal structure. Use the sortable table to compare AUM, team size, and reputation links (SEC, FINRA, BBB).

Corporate platforms — large incorporated asset managers and groups, not typical local adviser teams.

11,375 advisers found

Compare advisers as cards or a sortable table with reputation links.

Showing 24 of 24 on this page. Click column headers to sort. Verify reputation via SEC, FINRA, and BBB links.

FeesReputationProfile
MIDWEST FINANCIAL PARTNERS

CRD 173790

St.. Cloud, MN

Corporate platform

Corporation

$1.52B9 advisorsPercentage of AUM · Hourly charges +1 moreView
ANCHOR INVESTMENT MANAGEMENT

CRD 135296

Columbia, SC

Corporate platform

LLC

$1.52B10 advisorsPercentage of AUM; Fixed feesView
LEGACY FINANCIAL ADVISORS, INC.

CRD 158675

Covington, KY

Corporate platform

Corporation

$1.52B12 advisorsPercentage of AUM; Fixed feesView
EDGEMOOR INVESTMENT ADVISORS, INC.

CRD 109104

Bethesda, MD

Corporate platform

Corporation

$1.52B6 advisorsPercentage of AUMView
RBC SECURITIES, INC.

CRD 103705

Los Angeles, CA

Corporate platform

Corporation

$1.52B124 advisorsPercentage of AUM; MUTUAL FUND FEES, BROKER FEES & TRANSACTION FEESView
ALDEN CAPITAL

CRD 293551

Wayne, PA

Corporate platform

Corporation

$1.52B19 advisorsPercentage of AUM; Fixed feesView
OPUS CAPITAL MANAGEMENT

CRD 106528

Cincinnati, OH

Corporate platform

LLC

$1.51B3 advisorsPercentage of AUMView
MESIROW RE-IA, INC.

CRD 328098

Chicago, IL

Corporate platform

Corporation

$1.51B3 advisorsPercentage of AUM; Performance-based feesView
BRISTOL GATE CAPITAL PARTNERS INC.

CRD 175139

Toronto, AL

Corporate platform

Corporation

$1.51B12 advisorsPercentage of AUM; Performance-based feesView
REGAL HEALTHCARE CAPITAL MANAGEMENT, LLC

CRD 294006

New York, NY

Corporate platform

LLC

$1.51B20 advisorsPercentage of AUM · Performance-based fees +1 moreView
COUGAR GLOBAL INVESTMENTS

CRD 109439

Toronto, FL

Corporate platform

Corporation

$1.51B3 advisorsPercentage of AUMView
JOHN G. ULLMAN & ASSOCIATES, INC

CRD 105361

Horseheads, NY

Corporate platform

Corporation

$1.51B30 advisorsPercentage of AUMView
ALLEN CAPITAL GROUP, LLC

CRD 135879

Grand Island, NE

Corporate platform

LLC

$1.50B21 advisorsPercentage of AUM · Hourly charges +1 moreView
CARNELIAN ASSET MANAGEMENT & ADVISORS PRIVATE LIMITED

CRD 335103

Mumbai, Maharashtra, CA

Corporate platform

Corporation

$1.50B4 advisorsPercentage of AUM · Fixed fees +1 moreView
FOSUN ASSET MANAGEMENT LIMITED

CRD 288360

Hong Kong

Corporate platform

Corporation

$1.49B12 advisorsPercentage of AUMView
TOWER BRIDGE ADVISORS

CRD 115700

West Conshohocken, PA

Corporate platform

Corporation

$1.49B8 advisorsPercentage of AUM · Fixed fees +1 moreView
MILL CAPITAL MANAGEMENT, LLC

CRD 312798

Concord, NC

Corporate platform

LLC

$1.49B3 advisorsPercentage of AUMView
PINE GROVE FINANCIAL GROUP

CRD 308193

Woodbury, MN

Corporate platform

Corporation

$1.49B14 advisorsPercentage of AUM · Fixed fees +1 moreView
WHITNEY & COMPANY

CRD 117307

Rochester, NY

Corporate platform

Corporation

$1.49B8 advisorsPercentage of AUM; Fixed feesView
RETIREMENT INVESTMENT ADVISORS INC

CRD 106316

Oklahoma City, OK

Corporate platform

Corporation

$1.49B8 advisorsPercentage of AUM · Hourly charges +1 moreView
ISO-MTS CAPITAL MANAGEMENT LP

CRD 322648

Greenwich, CT

Corporate platform

LP

$1.49B4 advisorsPercentage of AUM; Performance-based feesView
ADELANTE CAPITAL MANAGEMENT LLC

CRD 107382

Alameda, CA

Corporate platform

LLC

$1.49B5 advisorsPercentage of AUM; Performance-based feesView
APRIEM ADVISORS

CRD 108188

Irvine, CA

Corporate platform

Corporation

$1.49B14 advisorsPercentage of AUM · Fixed fees +1 moreView
FLEXIBLE PLAN INVESTMENTS LTD

CRD 110762

Bloomfield Hills, MI

Corporate platform

Corporation

$1.48B5 advisorsPercentage of AUMView
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