← Back to searchVisit website
RBC SECURITIES, INC.
CRD 103705 · SEC 801-71181
555 SOUTH FLOWER STREET, 11TH FLOOR, LOS ANGELES, CA, 90071, United States
Phone
310-888-6400
Fax
310-888-6388
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$1.52B
Discretionary AUM
$1.52B
Team
186 total employees; 124 advisory reps
Clients
101-250
Fees
Percentage of AUM; MUTUAL FUND FEES, BROKER FEES & TRANSACTION FEES
Org form
Corporation
Filing date
2026-05-29
Disciplinary history
Yes
Services
Financial planningPortfolio management (individuals)Portfolio management (institutions)Selection of other advisers
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 955 | $371.8M |
| High net worth individuals | 337 | $814.3M |
| Pension/profit sharing plans | 52 | $77.7M |
| Charitable organizations | 25 | $89.4M |
| Corporations/business entities | 82 | $161.9M |
States served
AK, AZ, AR, CA, CO, DE, DC, GA, ID, IL, IN, KS, LA, MD, MA, MN, NV, NJ, NY, OH, OK, OR, PA, TN, UT, VA, WA, TX, HI, CT, FL
All web addresses on file
Official SEC filing: View on IAPD