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JOHN G. ULLMAN & ASSOCIATES, INC
ULLMAN JOHN & ASSOCIATES INC
CRD 105361 · SEC 801-14064
343 DANIEL ZENKER DRIVE, HORSEHEADS, NY, 14845, United States
Phone
607-936-3785
Fax
607-301-4400
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$1.51B
Discretionary AUM
$1.45B
Team
58 total employees; 30 advisory reps
Clients
More than 500
Fees
Percentage of AUM
Org form
Corporation
Filing date
2026-03-30
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)Educational seminars
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 668 | $309.7M |
| High net worth individuals | 324 | $1.17B |
| Charitable organizations | 8 | $26.4M |
| Corporations/business entities | 9 | $3.3M |
States served
AL, AZ, CA, DC, GA, IL, IN, KY, ME, MD, MA, MI, NE, NJ, NM, NY, NC, OH, OR, PA, SC, TN, UT, VA, WA, TX, NH, CT, FL
All web addresses on file
Official SEC filing: View on IAPD