Falists

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Filter by name, location, specialty, or legal structure. Use the sortable table to compare AUM, team size, and reputation links (SEC, FINRA, BBB).

Corporate platforms — large incorporated asset managers and groups, not typical local adviser teams.

11,375 advisers found

Compare advisers as cards or a sortable table with reputation links.

Showing 24 of 24 on this page. Click column headers to sort. Verify reputation via SEC, FINRA, and BBB links.

FeesReputationProfile
STAFFORD CAPITAL PARTNERS INC.

CRD 171419

Austin, TX

Corporate platform

Corporation

$1.72B15 advisorsPercentage of AUM; Performance-based feesView
RK CAPITAL MANAGEMENT, LLC

CRD 314175

Weston, FL

Corporate platform

LLC

$1.72B9 advisorsPercentage of AUM · Fixed fees +1 moreView
NOVEM GROUP

CRD 158964

Rochester, NY

Corporate platform

Corporation

$1.72B50 advisorsPercentage of AUM · Hourly charges +1 moreView
PRINCETON EQUITY GROUP

CRD 310405

Princeton, NJ

Corporate platform

LP

$1.72B21 advisorsPercentage of AUM; Performance-based feesView
ARGENT ADVISORS, INC.

CRD 112028

Ruston, LA

Corporate platform

Corporation

$1.71B12 advisorsPercentage of AUM · Hourly charges +1 moreView
COLBECK CAPITAL MANAGEMENT, LLC

CRD 282406

New York, NY

Corporate platform

LLC

$1.71B12 advisorsPercentage of AUM; Performance-based feesView
BROADWOOD CAPITAL, INC

CRD 159286

New York, NY

Corporate platform

Corporation

$1.71B5 advisorsPercentage of AUM · Fixed fees +1 moreView
HOUSATONIC PARTNERS

CRD 157618

San Francisco, CA

Corporate platform

Corporation

$1.71B11 advisorsPercentage of AUM; CARRIED INTEREST ALLOCATIONSView
QUEST INVESTMENT MANAGEMENT, LLC

CRD 110640

Lake Oswego, OR

Corporate platform

LLC

$1.71B8 advisorsPercentage of AUM · Fixed fees +1 moreView
THE PRAEDIUM GROUP LLC

CRD 161789

Boca Raton, FL

Corporate platform

LLC

$1.71B10 advisorsPercentage of AUM; Performance-based feesView
SEELAUS ASSET MANAGEMENT, LLC

CRD 149582

Chatham, NJ

Corporate platform

LLC

$1.70B14 advisorsPercentage of AUM · Hourly charges +2 moreView
STEPHENS GROUP ASSET MANAGEMENT, LLC

CRD 288981

Little Rock, AR

Corporate platform

LLC

$1.70B4 advisorsPercentage of AUMView
NORTH PEAK CAPITAL MANAGEMENT, LLC

CRD 294042

New York, NY

Corporate platform

LLC

$1.70B4 advisorsPercentage of AUM; Performance-based feesView
LIONTREE INVESTMENT MANAGEMENT, LLC

CRD 315628

New York, NY

Corporate platform

LLC

$1.70B12 advisorsPercentage of AUM; Performance-based feesView
GILBERT & COOK, INC.

CRD 283112

West Des Moines, IA

Corporate platform

Corporation

$1.70B17 advisorsPercentage of AUM · Hourly charges +1 moreView
PARSIFAL CAPITAL MANAGEMENT, LP

CRD 299858

Greenwich, CT

Corporate platform

LP

$1.69B8 advisorsPercentage of AUM; Performance-based feesView
CORUNDUM GROUP, INC.

CRD 106490

Colorado Springs, CO

Corporate platform

Corporation

$1.69B11 advisorsPercentage of AUM · Hourly charges +2 moreView
WELLINGTON CONSULTING SERVICES INC

CRD 105837

Chantilly, VA

Corporate platform

Corporation

$1.69B9 advisorsPercentage of AUMView
NEVASTAR FINANCE LTD

CRD 172523

London

Corporate platform

Corporation

$1.68B13 advisorsPercentage of AUM; Performance-based feesView
SMITH AFFILIATED CAPITAL CORP.

CRD 107675

New York, NY

Corporate platform

Corporation

$1.68B8 advisorsPercentage of AUMView
ARGONNE CAPITAL GROUP, LLC

CRD 291254

Atlanta, GA

Corporate platform

LLC

$1.68B30 advisorsPercentage of AUM · Performance-based fees +1 moreView
TRACE CAPITAL MANAGEMENT LP

CRD 322094

Houston, TX

Corporate platform

LP

$1.68B15 advisorsPercentage of AUM; Performance-based feesView
TRANSOM CAPITAL GROUP

CRD 170459

El Segundo, CA

Corporate platform

LLC

$1.68B21 advisorsPercentage of AUM; Performance-based feesView
WEATHERLY ASSET MANAGEMENT

CRD 106935

Del Mar, CA

Corporate platform

LP

$1.68B10 advisorsPercentage of AUM · Fixed fees +1 moreView
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