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Filter by name, location, specialty, or legal structure. Use the sortable table to compare AUM, team size, and reputation links (SEC, FINRA, BBB).

Corporate platforms — large incorporated asset managers and groups, not typical local adviser teams.

11,375 advisers found

Compare advisers as cards or a sortable table with reputation links.

Showing 24 of 24 on this page. Click column headers to sort. Verify reputation via SEC, FINRA, and BBB links.

FeesReputationProfile
FIREPLACE FINANCIAL INC

CRD 312085

Corporate platform

Corporation

$4.5M1 advisorsPercentage of AUM · Hourly charges +2 moreView
HEARTH CAPITAL MANAGEMENT

CRD 111947

Corporate platform

Corporation

$4.5M0 total employeesPercentage of AUM; Hourly chargesView
THE LEGACY COLLABORATIVE, INC.

CRD 114591

San Antonio, TX

Corporate platform

Corporation

$4.5M1 advisorsPercentage of AUM · Hourly charges +1 moreView
H & S FINANCIAL ADVISORS INC.

CRD 113418

Corporate platform

Corporation

$4.5M1 advisorsPercentage of AUMView
DEAN BENNETT ADVISORY SERVICES INC.

CRD 322889

Roseville, CA

Corporate platform

Corporation

$4.5M1 advisorsPercentage of AUMView
HARBOR WEALTH MANAGEMENT

CRD 116038

Corporate platform

Corporation

$4.4M1 advisorsPercentage of AUMView
CHT GROUP, INC.

CRD 161842

Corporate platform

Corporation

$4.4M1 advisorsPercentage of AUMView
HIGHLANDS CAPITAL CORPORATION

CRD 123361

Corporate platform

Corporation

$4.3M1 advisorsPercentage of AUMView
WEALTH MANAGEMENT SERVICES INC.

CRD 164379

Corporate platform

Corporation

$4.2M1 advisorsPercentage of AUM; Hourly chargesView
HIGHLANDS ASSET MANAGEMENT, INC.

CRD 126850

Highlands Ranch, CO

Corporate platform

Corporation

$4.2M1 advisorsPercentage of AUMView
E.C. KRAYTON ASSOCIATES, INC.

CRD 128746

Corporate platform

Corporation

$4.2M1 advisorsPercentage of AUMView
UP FINANCIAL USA INC.

CRD 326602

Calgary, Alberta, TX

Corporate platform

Corporation

$4.1M3 advisorsPercentage of AUMView
DONNELLY INVESTMENTS CORPORATION

CRD 282822

Corporate platform

Corporation

$4.1M1 advisorsPercentage of AUMView
DALEY CAPITAL, INC

CRD 146441

Corporate platform

Corporation

$4.0M1 advisorsPercentage of AUM · Hourly charges +1 moreView
KINVEST CAPITAL MANAGEMENT, INC.

CRD 304080

Corporate platform

Corporation

$4.0M1 advisorsPercentage of AUMView
VON KOHORN RESEARCH & ADVISORY, INC.

CRD 139516

Norwalk, CT

Corporate platform

Corporation

$3.9M1 advisorsPercentage of AUM; Performance-based feesView
ANDERSON WEALTH MANAGEMENT, INC.

CRD 151241

Corporate platform

Corporation

$3.9M1 advisorsPercentage of AUM · Hourly charges +1 moreView
AMERIGO ASSET MANAGEMENT CORPORATION

CRD 153607

Port Charlotte, FL

Corporate platform

Corporation

$3.9M2 advisorsPercentage of AUMView
COLE INVESTMENT ADVISORS, INC.

CRD 124264

Corporate platform

Corporation

$3.9M1 advisorsPercentage of AUM; Fixed feesView
LEGACY WEALTH ADVISORS, LTD.

CRD 324442

Phoenix, AZ

Corporate platform

Corporation

$3.8M1 advisorsPercentage of AUMView
ABSOLUTE ALPHA CORP

CRD 173714

Houston, TX

Corporate platform

Corporation

$3.8M1 advisorsPercentage of AUMView
OAK TREE SECURITIES, INC.

CRD 18126

Livermore, CA

Corporate platform

Corporation

$3.7M2 advisorsPercentage of AUM; Hourly chargesView
MCFARLANE INVESTMENT ADVISORY SERVICES INC.

CRD 134839

Corporate platform

Corporation

$3.7M1 advisorsPercentage of AUM · Hourly charges +1 moreView
P.W.B., INC.

CRD 123258

Corporate platform

Corporation

$3.6MPercentage of AUMView
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