Falists
← Back to search

H & S FINANCIAL ADVISORS INC.

CRD 113418

Corporate platformCorporation

Large incorporated asset manager or corporate group — typically not a local adviser team.

United States

Registration

— (—)

Source

State registered

Total AUM

$4.5M

Discretionary AUM

$4.5M

Team

1 total employees; 1 advisory reps; 73 broker-dealer reps

Clients

1-10

Fees

Percentage of AUM

Org form

Corporation

Filing date

2019-03-29

Disciplinary history

No

Verify reputation

Falists does not score or rank advisers. Use these official sources to check BBB ratings, FINRA disclosures, and SEC registration before hiring anyone.

  • SEC IAPD

    Investment Adviser Public Disclosure — Form ADV filings, disciplinary history, and registration details from the SEC.

  • FINRA BrokerCheck

    FINRA’s BrokerCheck database — firm registration, disclosures, and regulatory actions when applicable.

  • Better Business Bureau

    Search BBB for business ratings, accreditation status, and consumer complaints in this firm’s market.

Services

Portfolio management (individuals)Market timingTAX PREP

Client types

TypeClientsAUM
Individuals73$4.5M

Official SEC filing: View on IAPD