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COLE INVESTMENT ADVISORS, INC.

CRD 124264 · SEC 801-69752

Corporate platformCorporation

Large incorporated asset manager or corporate group — typically not a local adviser team.

United States

Registration

— (—)

Source

State registered

Total AUM

$3.9M

Discretionary AUM

$3.9M

Team

1 total employees; 1 advisory reps; 19 broker-dealer reps

Clients

—

Fees

Percentage of AUM; Fixed fees

Org form

Corporation

Filing date

2026-03-31

Disciplinary history

No

Verify reputation

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  • SEC IAPD →

    Investment Adviser Public Disclosure — Form ADV filings, disciplinary history, and registration details from the SEC.

  • FINRA BrokerCheck →

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Services

Portfolio management (individuals)CONSULTATION SERVICES, PORTFOLIO REPORTING SERVICE

Client types

TypeClientsAUM
Individuals7$2.4M
High net worth individuals1$1.5M

Official SEC filing: View on IAPD