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Filter by name, location, specialty, or legal structure. Use the sortable table to compare AUM, team size, and reputation links (SEC, FINRA, BBB).

Corporate platforms — large incorporated asset managers and groups, not typical local adviser teams.

11,375 advisers found

Compare advisers as cards or a sortable table with reputation links.

Showing 24 of 24 on this page. Click column headers to sort. Verify reputation via SEC, FINRA, and BBB links.

FeesReputationProfile
TUTTLE CAPITAL MANAGEMENT, LLC

CRD 164937

CT

Corporate platform

LLC

$3.91B9 advisorsPercentage of AUM; LICENSING FEESView
GUIDESTONE INVESTMENT SERVICES

CRD 338335

Dallas, TX

Corporate platform

Corporation

$3.91B11 advisorsPercentage of AUMView
CLINTON INVESTMENT MANAGEMENT, LLC

CRD 143599

Stamford, CT

Corporate platform

LLC

$3.91B11 advisorsPercentage of AUMView
IMA ADVISORY SERVICES, INC.

CRD 112091

Denver, CO

Corporate platform

Corporation

$3.90B40 advisorsPercentage of AUM · Hourly charges +1 moreView
JOHNSON STERLING, INC.

CRD 106379

Birmingham, AL

Corporate platform

Corporation

$3.90B5 advisorsPercentage of AUM · Hourly charges +1 moreView
SHAOLIN CAPITAL MANAGEMENT LLC

CRD 300095

Miami, FL

Corporate platform

LLC

$3.89B7 advisorsPercentage of AUM; Performance-based feesView
VOYA FINANCIAL ADVISORS, INC.

CRD 2882

Windsor, CT

Corporate platform

Corporation

$3.87B638 advisorsPercentage of AUM · Hourly charges +2 moreView
IONIC CAPITAL MANAGEMENT LLC

CRD 156400

New York, NY

Corporate platform

LLC

$3.87B15 advisorsPercentage of AUM; Performance-based feesView
PALISADE CAPITAL MANAGEMENT, LP

CRD 104581

Fort Lee, NJ

Corporate platform

LP

$3.86B15 advisorsPercentage of AUM · Fixed fees +2 moreView
ATTUCKS ASSET MANAGEMENT, LLC

CRD 118891

Chicago, IL

Corporate platform

LLC

$3.86B11 advisorsPercentage of AUMView
NEWVIEW CAPITAL MANAGEMENT, LLC

CRD 298161

Burlingame, CA

Corporate platform

LLC

$3.86B13 advisorsPercentage of AUM; Performance-based feesView
RIMROCK CAPITAL MANAGEMENT LLC

CRD 120410

Irvine, CA

Corporate platform

LLC

$3.85B9 advisorsPercentage of AUM; Performance-based feesView
BFC PLANNING, INC.

CRD 119682

Cedar Rapids, IA

Corporate platform

Corporation

$3.84B200 advisorsPercentage of AUM · Hourly charges +2 moreView
CORMORANT ASSET MANAGEMENT, LP

CRD 167820

Boston, MA

Corporate platform

LP

$3.84B3 advisorsPercentage of AUM; Performance-based feesView
HSBC SECURITIES (USA) INC.

CRD 19585

New York, NY

Corporate platform

Corporation

$3.84B402 advisorsPercentage of AUM · Fixed fees +1 moreView
HIGHLAND CAPITAL MANAGEMENT, LLC

CRD 104842

Memphis, TN

Corporate platform

LLC

$3.83B13 advisorsPercentage of AUM · Performance-based fees +1 moreView
VALIANT CAPITAL MANAGEMENT, L.P.

CRD 158071

San Francisco, CA

Corporate platform

LP

$3.83B14 advisorsPercentage of AUM; SEE SCHEDULE D, MISCELLANEOUSView
WATERMARK GROUP, INC.

CRD 108272

Princeton, NJ

Corporate platform

Corporation

$3.82B8 advisorsPercentage of AUM; Performance-based feesView
LUMINATE CAPITAL PARTNERS

CRD 269873

San Francisco, CA

Corporate platform

Corporation

$3.82B5 advisorsPercentage of AUM; Performance-based feesView
HENSSLER FINANCIAL

CRD 104545

Kennesaw, GA

Corporate platform

Corporation

$3.81B36 advisorsPercentage of AUM · Hourly charges +1 moreView
MILLER HOWARD INVESTMENTS INC

CRD 105800

Kingston, NY

Corporate platform

Corporation

$3.81B12 advisorsPercentage of AUMView
TIMUCUAN ASSET MANAGEMENT INC

CRD 105899

Jacksonville, FL

Corporate platform

Corporation

$3.81B4 advisorsPercentage of AUM · Fixed fees +1 moreView
VAN BERKOM AND ASSOCIATES INC.

CRD 128221

Montreal, Quebec

Corporate platform

Corporation

$3.80B17 advisorsPercentage of AUM; Performance-based feesView
ST. GERMAIN INVESTMENT MANAGEMENT

CRD 155186

Springfield, MA

Corporate platform

Corporation

$3.79B30 advisorsPercentage of AUMView
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