Falists

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Filter by name, location, specialty, or legal structure. Use the sortable table to compare AUM, team size, and reputation links (SEC, FINRA, BBB).

Corporate platforms — large incorporated asset managers and groups, not typical local adviser teams.

11,375 advisers found

Compare advisers as cards or a sortable table with reputation links.

Showing 24 of 24 on this page. Click column headers to sort. Verify reputation via SEC, FINRA, and BBB links.

FeesReputationProfile
ST. NICHOLAS PRIVATE ASSET MANAGEMENT, INC.

CRD 132500

Jacksonville, FL

Corporate platform

Corporation

$151.0M1 advisorsPercentage of AUMView
VETERI PLACE CORPORATION

CRD 160664

Parsippany, NJ

Corporate platform

Corporation

$150.7M2 advisorsPercentage of AUM; Performance-based feesView
191 GODWIN ASSOCIATES, INC. D/B/A GODWIN CAPITAL MANAGEMENT

CRD 124288

Wyckoff, NJ

Corporate platform

Corporation

$150.1M1 advisorsPercentage of AUM; Fixed feesView
CARDENAS ASSET MANAGEMENT, LLC

CRD 114943

Corporate platform

LLC

$149.3M1 advisorsPercentage of AUMView
BULWARK CAPITAL CORPORATION

CRD 139266

AZ

Corporate platform

Corporation

$147.8M2 advisorsPercentage of AUM · Hourly charges +1 moreView
ESSEX RIDGE CAPITAL GROUP, LLC

CRD 145795

St.. Louis, MO

Corporate platform

LLC

$146.3M2 advisorsPercentage of AUMView
WELLINGTON-ALTUS USA INC.

CRD 297314

Winnipeg, Manitoba, AK

Corporate platform

Corporation

$146.2M58 advisorsPercentage of AUMView
DAVENPORT CAPITAL MANAGEMENT, LLC

CRD 159785

Mill Valley, CA

Corporate platform

LLC

$145.5M1 advisorsPercentage of AUMView
ASSET MANAGEMENT CONSULTING SERVICES, INC.

CRD 128793

Livingston, NJ

Corporate platform

Corporation

$144.2M2 advisorsPercentage of AUM · Performance-based fees +1 moreView
TAYLOR CAPITAL MANAGEMENT

CRD 147445

CA

Corporate platform

LLC

$142.9M1 advisorsPercentage of AUM; Performance-based feesView
HAWTHORN CAPITAL MANAGEMENT, LLC

CRD 140752

CA

Corporate platform

LLC

$141.1M1 advisorsPercentage of AUMView
LITTLEFIELD ASSET MANAGEMENT, INC.

CRD 109602

GA

Corporate platform

Corporation

$141.1M1 advisorsPercentage of AUM; Fixed feesView
WOLVERINE WEALTH ADVISORY SERVICES INC.

CRD 146564

Bloomfield Hills, MI

Corporate platform

Corporation

$140.9M1 advisorsPercentage of AUM; Fixed feesView
WILMINGTON TRUST INVESTMENT MANAGEMENT

CRD 19396

Wilmington, DE

Corporate platform

LLC

$140.8M30 advisorsPercentage of AUMView
CLEARWATER CAPITAL MANAGEMENT

CRD 115283

MN

Corporate platform

LLC

$139.3M1 advisorsPercentage of AUM; Fixed feesView
CENTERSTAR ASSET MANAGEMENT, LLC

CRD 289928

Chicago, IL

Corporate platform

LLC

$138.6M7 advisorsPercentage of AUM; Performance-based feesView
SWP INVESTMENT MANAGEMENT LLC

CRD 331314

Independence, OH

Corporate platform

LLC

$138.4M5 advisorsPercentage of AUMView
MARK BELL ADVISORY SERVICES, INC.

CRD 107114

Chicago, IL

Corporate platform

Corporation

$138.2M1 advisorsPercentage of AUMView
FIEN CAPITAL MANAGEMENT, LLC

CRD 114951

Rochester, NY

Corporate platform

LLC

$137.7M2 advisorsPercentage of AUM · Hourly charges +1 moreView
JOHNSON & SHUTE INVESTMENT ADVISORS, INC.

CRD 116667

Bothell, WA

Corporate platform

Corporation

$137.3M2 advisorsPercentage of AUMView
LEWIS CAPITAL MANAGEMENT

CRD 112463

WI

Corporate platform

Other (specify)

$136.8M1 advisorsPercentage of AUMView
SOUND FINANCIAL MANAGEMENT, INC.

CRD 122670

Raleigh, NC

Corporate platform

Corporation

$134.1M2 advisorsPercentage of AUMView
LASALLE INVESTMENT ADVISORS, INC.

CRD 109303

Pewaukee, WI

Corporate platform

Corporation

$133.6M5 advisorsPercentage of AUM · Hourly charges +3 moreView
GRIMALDI PORTFOLIO SOLUTIONS, INC

CRD 106199

Wappingers Falls, NY

Corporate platform

Corporation

$133.0M2 advisorsPercentage of AUMView
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