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SOUND FINANCIAL MANAGEMENT, INC.
CRD 122670 · SEC 801-132274
8362 SIX FORKS RD. SUITE 202, RALEIGH, NC, 27615, United States
Phone
919-845-6600
Fax
919-237-9132
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$134.1M
Discretionary AUM
$134.1M
Team
2 total employees; 2 advisory reps; 4 broker-dealer reps
Clients
11-25
Fees
Percentage of AUM
Org form
Corporation
Filing date
2026-03-04
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 154 | $49.6M |
| High net worth individuals | 26 | $84.5M |
States served
NC
Official SEC filing: View on IAPD