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HAWTHORN CAPITAL MANAGEMENT, LLC
CRD 140752 · SEC 801-68248
Corporate platformLLC
Large incorporated asset manager or corporate group — typically not a local adviser team.
CA, United States
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$141.1M
Discretionary AUM
$141.1M
Team
1 total employees; 1 advisory reps
Clients
1-10
Fees
Percentage of AUM
Org form
Limited Liability Company
Filing date
2026-03-30
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)
Client types
| Type | Clients | AUM |
|---|---|---|
| High net worth individuals | 7 | $119.5M |
| Pension/profit sharing plans | 4 | $700K |
| Charitable organizations | 1 | $20.9M |
States served
CA
Official SEC filing: View on IAPD