Falists

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Filter by name, location, specialty, or legal structure. Use the sortable table to compare AUM, team size, and reputation links (SEC, FINRA, BBB).

Corporate platforms — large incorporated asset managers and groups, not typical local adviser teams.

11,375 advisers found

Compare advisers as cards or a sortable table with reputation links.

Showing 24 of 24 on this page. Click column headers to sort. Verify reputation via SEC, FINRA, and BBB links.

FeesReputationProfile
ABBEY CAPITAL LIMITED

CRD 153498

Dublin 2

Corporate platform

Corporation

$6.82B19 advisorsPercentage of AUM; Performance-based feesView
FOCUSPOINT SOLUTIONS, INC.

CRD 131195

Portland, OR

Corporate platform

Corporation

$6.78B1 advisorsPercentage of AUM; Fixed feesView
LEAD EDGE CAPITAL MANAGEMENT, LLC

CRD 241795

New York, NY

Corporate platform

LLC

$6.77B40 advisorsPercentage of AUM; Performance-based feesView
LAURION CAPITAL MANAGEMENT LP

CRD 161278

New York, NY

Corporate platform

LP

$6.76B31 advisorsPercentage of AUM; Performance-based feesView
KORNITZER CAPITAL MANAGEMENT, INC.

CRD 111087

Mission, KS

Corporate platform

Corporation

$6.75B24 advisorsPercentage of AUM; Fixed feesView
DISCOVERY CAPITAL MANAGEMENT, LLC

CRD 161263

South Norwalk, CT

Corporate platform

LLC

$6.75B20 advisorsPercentage of AUM; Performance-based feesView
MANULIFE INVESTMENT MANAGEMENT TIMBERLAND AND AGRICULTURE INC

CRD 109641

Boston, MA

Corporate platform

Corporation

$6.74B95 advisorsPercentage of AUM · Performance-based fees +1 moreView
THE BOLLARD GROUP LLC

CRD 155317

Boston, MA

Corporate platform

LLC

$6.72B12 advisorsPercentage of AUM · Hourly charges +1 moreView
CONFLUENCE INVESTMENT MANAGEMENT LLC

CRD 146019

Saint Louis, MO

Corporate platform

LLC

$6.72B25 advisorsPercentage of AUMView
TRUTINO CAPITAL MANAGEMENT, LLC

CRD 281980

New York, NY

Corporate platform

LLC

$6.72B5 advisorsPercentage of AUM · Fixed fees +2 moreView
LADENBURG THALMANN ASSET MANAGEMENT INC

CRD 108604

New York, NY

Corporate platform

Corporation

$6.68B14 advisorsPercentage of AUMView
PROSPECT CAPITAL MANAGEMENT L.P.

CRD 131018

West Palm Beach, FL

Corporate platform

LP

$6.64B44 advisorsPercentage of AUM; Performance-based feesView
MATTHEWS INTERNATIONAL CAPITAL MANAGEMENT, LLC

CRD 106054

San Francisco, CA

Corporate platform

LLC

$6.63B22 advisorsPercentage of AUMView
CORTEC GROUP MANAGEMENT SERVICES, LLC

CRD 161429

New York, NY

Corporate platform

LLC

$6.63B25 advisorsPercentage of AUM; Performance-based feesView
QCAM CURRENCY ASSET MANAGEMENT AG

CRD 170341

Zug

Corporate platform

Corporation

$6.61B7 advisorsPercentage of AUM · Performance-based fees +1 moreView
GREYCOURT & CO., INC.

CRD 111936

Pittsburgh, PA

Corporate platform

Corporation

$6.61B19 advisorsPercentage of AUM; Fixed feesView
CORONATION INVESTMENT MANAGEMENT INTERNATIONAL (PTY) LTD

CRD 281225

Claremont, Cape Town

Corporate platform

Corporation

$6.58B20 advisorsPercentage of AUM; Performance-based feesView
T. ROWE PRICE (CANADA), INC.

CRD 107290

Baltimore, MD

Corporate platform

Corporation

$6.55B9 advisorsPercentage of AUM; Performance-based feesView
SHELTON CAPITAL MANAGEMENT

CRD 104720

Denver, CO

Corporate platform

LP

$6.52B23 advisorsPercentage of AUM; Fixed feesView
OMNICAP GROUP LLC

CRD 133387

El Segundo, CA

Corporate platform

LLC

$6.51B4 advisorsPercentage of AUM · Hourly charges +2 moreView
FOXHAVEN ASSET MANAGEMENT, LP

CRD 168872

Charlottesville, VA

Corporate platform

LP

$6.50B6 advisorsPercentage of AUM; Performance-based feesView
OSAIC INSTITUTIONS, INC.

CRD 35371

Meriden, CT

Corporate platform

Corporation

$6.49B478 advisorsPercentage of AUM · Hourly charges +1 moreView
HIGHVISTA PRIVATE CAPITAL MANAGEMENT LLC

CRD 139068

Boston, MA

Corporate platform

LLC

$6.48B30 advisorsPercentage of AUM · Performance-based fees +1 moreView
JENSEN INVESTMENT MANAGEMENT INC.

CRD 105281

Lake Oswego, OR

Corporate platform

Corporation

$6.48B14 advisorsPercentage of AUMView
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