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LADENBURG THALMANN ASSET MANAGEMENT INC

CRD 108604 · SEC 801-54909

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640 FIFTH AVENUE, 4TH FL., NEW YORK, NY, 10019, United States

Phone

800-995-5267

Fax

212-409-2550

Registration

Registered (APPROVED)

Source

SEC registered

Total AUM

$6.68B

Discretionary AUM

$1.83B

Team

30 total employees; 14 advisory reps

Clients

0

Fees

Percentage of AUM

Org form

Corporation

Filing date

2026-05-29

Disciplinary history

Yes

Services

Portfolio management (individuals)Portfolio management (investment companies)Portfolio management (pooled vehicles)Portfolio management (institutions)Selection of other advisersPROVIDE MODEL RECOMMENDATIONS TO OTHER RIAS

Client types

TypeClientsAUM
Individuals2638$585.6M
High net worth individuals291$634.4M
Investment companies5$449.6M
Pooled investment vehicles5$63.4M
Pension/profit sharing plans45$141.3M
Charitable organizations27$83.4M
Other investment advisers4$4.48B
Corporations/business entities139$233.4M

States served

VT, AL, AK, AZ, AR, CA, CO, DE, DC, GA, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MT, NE, NV, NJ, NM, NY, NC, ND, OH, OK, OR, PA, RI, SC, TN, UT, VA, WV, WI, WY, VI, MO, WA, TX, NH, HI, CT, FL, SD

All web addresses on file

Official SEC filing: View on IAPD