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CONFLUENCE INVESTMENT MANAGEMENT LLC
CRD 146019 · SEC 801-68723
20 ALLEN AVENUE, STE 300, SAINT LOUIS, MO, 63119, United States
Phone
314-743-5090
Fax
314-743-5205
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$6.72B
Discretionary AUM
$6.72B
Team
55 total employees; 25 advisory reps; 6 broker-dealer reps
Clients
—
Fees
Percentage of AUM
Org form
Limited Liability Company
Filing date
2026-03-25
Disciplinary history
No
Services
Portfolio management (individuals)Portfolio management (investment companies)Portfolio management (institutions)MODEL PROVIDER, UIT SECURITY SELECTION AND SUPERVISION
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 13470 | $4.35B |
| High net worth individuals | 1016 | $1.81B |
| Investment companies | 2 | $49.8M |
| Pension/profit sharing plans | 52 | $71.4M |
| Charitable organizations | 102 | $114.1M |
| Corporations/business entities | 220 | $321.1M |
States served
VT, AL, AK, AZ, AR, CA, CO, DE, DC, GA, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MT, NE, NV, NJ, NM, NY, NC, ND, OH, OK, OR, PA, PR, RI, SC, TN, UT, VA, WV, WI, WY, VI, MO, WA, TX, NH, HI, CT, FL, SD
All web addresses on file
Official SEC filing: View on IAPD