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Filter by name, location, specialty, or legal structure. Use the sortable table to compare AUM, team size, and reputation links (SEC, FINRA, BBB).

Corporate platforms — large incorporated asset managers and groups, not typical local adviser teams.

11,375 advisers found

Compare advisers as cards or a sortable table with reputation links.

Showing 24 of 24 on this page. Click column headers to sort. Verify reputation via SEC, FINRA, and BBB links.

FeesReputationProfile
SHERMAN ASSET MANAGEMENT, INC.

CRD 170861

Ventura, CA

Corporate platform

Corporation

$140.8M1 advisorsPercentage of AUM · Fixed fees +1 moreView
AXIA WEALTH MANAGEMENT INC

CRD 155890

Bend, OR

Corporate platform

Corporation

$140.6M4 advisorsPercentage of AUM · Hourly charges +1 moreView
MICROVEST CAPITAL MANAGEMENT

CRD 153395

Washington, DC

Corporate platform

LLC

$140.3M3 advisorsPercentage of AUM · Fixed fees +1 moreView
GLASSBEAD CAPITAL MANAGEMENT LLC

CRD 298816

Miami Beach, FL

Corporate platform

LLC

$140.3M1 advisorsPercentage of AUM · Fixed fees +1 moreView
EXCOMP ASSET MANAGEMENT LTD

CRD 110434

Melville, NY

Corporate platform

Corporation

$140.2M2 advisorsPercentage of AUM; Fixed feesView
DYNAMIC WEALTH ADVISORS

CRD 169792

Surprise, AZ

Corporate platform

Corporation

$140.1M4 advisorsPercentage of AUM · Hourly charges +1 moreView
FLAGSHIP INVESTMENT MANAGEMENT LLC

CRD 332788

Houston, TX

Corporate platform

LLC

$140.0M5 advisorsPercentage of AUM; Performance-based feesView
CLIVEDEN CAPITAL MANAGEMENT, LLC

CRD 168725

Corporate platform

LLC

$140.0M1 advisorsPercentage of AUM; Performance-based feesView
CLAREMONT FINANCIAL GROUP,INC.

CRD 107806

Claremont, CA

Corporate platform

Corporation

$140.0M1 advisorsPercentage of AUM; Hourly chargesView
OMEGA CAPITAL MANAGEMENT, LLC

CRD 129167

Flanders, NJ

Corporate platform

LLC

$139.7M1 advisorsPercentage of AUM; Hourly chargesView
BOYD FINANCIAL STRATEGIES, INC.

CRD 107505

Auburn, MA

Corporate platform

Corporation

$139.6M3 advisorsPercentage of AUM; Hourly chargesView
TEZA CAPITAL MANAGEMENT LLC

CRD 173124

Chicago, IL

Corporate platform

LLC

$139.5M40 advisorsPercentage of AUM; Performance-based feesView
GROSS DOMESTIC PRODUCT, INC

CRD 147588

CA

Corporate platform

Corporation

$139.4M1 advisorsPercentage of AUM · Hourly charges +1 moreView
ENCIRCLE FINANCIAL STRATEGIES

CRD 327420

IN

Corporate platform

Corporation

$139.4M1 advisorsPercentage of AUM; Hourly chargesView
THE SCOTT S. JAMES COMPANY

CRD 105861

Falls Church, VA

Corporate platform

Corporation

$139.4M2 advisorsPercentage of AUM; Hourly chargesView
BEYOND WEALTH MANAGEMENT GROUP, LLC

CRD 293291

New Paltz, NY

Corporate platform

LLC

$139.4M3 advisorsPercentage of AUM · Hourly charges +1 moreView
RAVEN CAPITAL MANAGEMENT LLC

CRD 164755

New York, NY

Corporate platform

LLC

$139.3M11 advisorsPercentage of AUM; Performance-based feesView
BENOLD FINANCIAL PLANNING

CRD 134258

TX

Corporate platform

Corporation

$139.1M2 advisorsPercentage of AUM · Hourly charges +1 moreView
PERKINS CAPITAL MANAGEMENT INC

CRD 105028

Wayzata, MN

Corporate platform

Corporation

$139.0M3 advisorsPercentage of AUMView
OCTOBER EFFECT LTD.

CRD 281369

Virginia Beach, VA

Corporate platform

Corporation

$138.9M4 advisorsPercentage of AUM · Hourly charges +3 moreView
BROOKTREE CAPITAL MANAGEMENT INC.

CRD 114173

Grand Rapids, MI

Corporate platform

Corporation

$138.9M2 advisorsPercentage of AUMView
MFG WEALTH MANAGEMENT, INC.

CRD 125963

Indianapolis, IN

Corporate platform

Corporation

$138.9M3 advisorsPercentage of AUM · Hourly charges +2 moreView
ADVANTAGE INVESTING, INC.

CRD 116059

Coral Gables, FL

Corporate platform

Corporation

$138.9M2 advisorsPercentage of AUMView
SARATOGA CAPITAL MANAGEMENT, LLC

CRD 112021

Avondale, AZ

Corporate platform

LLC

$138.8M3 advisorsPercentage of AUM · Fixed fees +1 moreView
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