SARATOGA CAPITAL MANAGEMENT, LLC

CRD 112021 · SEC 801-46534

Visit website

12725 W INDIAN SCHOOL ROAD, SUITE E-101, AVONDALE, AZ, 85392, United States

Phone

623-266-4567

Fax

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Registration

Registered (APPROVED)

Source

SEC registered

Total AUM

$138.8M

Discretionary AUM

$138.8M

Team

4 total employees; 3 advisory reps

Clients

Fees

Percentage of AUM; Fixed fees; LICENSING FEES

Org form

Limited Liability Company

Filing date

2026-03-30

Disciplinary history

Services

Financial planningPortfolio management (individuals)Portfolio management (investment companies)Pension consultingSelection of other advisersASSET ALLOCATION SERVICES

Client types

Type	Clients	AUM
Investment companies	1	$138.8M

States served

AZ, CA

All web addresses on file

HTTPS://WWW.FACEBOOK.COM/SARATOGACAPITAL
https://www.linkedin.com/company/saratoga-capital-management-llc
https://www.instagram.com/saratogacap/

Official SEC filing: View on IAPD