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OCTOBER EFFECT LTD.
CRD 281369 · SEC 801-132795
ONE COLUMBUS CENTER, SUITE 651A, VIRGINIA BEACH, VA, 23462, United States
Phone
757-390-3341
Fax
757-497-2883
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$138.9M
Discretionary AUM
$138.9M
Team
4 total employees; 4 advisory reps; 3 broker-dealer reps
Clients
26-50
Fees
Percentage of AUM; Hourly charges; Fixed fees; Performance-based fees; REFERRAL FEES
Org form
Corporation
Filing date
2026-02-16
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)Pension consultingSelection of other advisers
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 343 | $99.1M |
| High net worth individuals | 17 | $39.2M |
| Pension/profit sharing plans | 1 | $640K |
States served
CO, NC, SC, VA, TX, FL
All web addresses on file
Official SEC filing: View on IAPD