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Filter by name, location, specialty, or legal structure. Use the sortable table to compare AUM, team size, and reputation links (SEC, FINRA, BBB).

Corporate platforms — large incorporated asset managers and groups, not typical local adviser teams.

11,375 advisers found

Compare advisers as cards or a sortable table with reputation links.

Showing 24 of 24 on this page. Click column headers to sort. Verify reputation via SEC, FINRA, and BBB links.

FeesReputationProfile
GLASS LAKES CAPITAL MANAGEMENT LLC

CRD 290064

Overland Park, KS

Corporate platform

LLC

$178.3M2 advisorsPercentage of AUMView
INDEX TECHNOLOGIES GROUP LLC

CRD 327771

New York, NY

Corporate platform

LLC

$178.3M6 advisorsPercentage of AUMView
THE WATERMILL GROUP

CRD 163370

Boston, MA

Corporate platform

LLC

$178.1M9 advisorsFixed fees · Performance-based fees +1 moreView
FIDUCIARY WEALTH GROUP, LLC

CRD 299711

Centerville, OH

Corporate platform

LLC

$178.0M3 advisorsPercentage of AUM · Hourly charges +1 moreView
SMB FINANCIAL SERVICES, INC.

CRD 154216

Portland, OR

Corporate platform

Corporation

$177.8M5 advisorsPercentage of AUM; Hourly chargesView
GASBER FINANCIAL ADVISORS, INC

CRD 157329

Folsom, CA

Corporate platform

Corporation

$177.7M2 advisorsPercentage of AUM · Hourly charges +1 moreView
CONWAY FINANCIAL GROUP, LLC

CRD 117608

Chesterfield, MO

Corporate platform

LLC

$177.7M2 advisorsFixed feesView
TDC CAPITAL ADVISORS, INC.

CRD 117769

College Station, TX

Corporate platform

Corporation

$177.6M1 advisorsPercentage of AUMView
FARRIS CAPITAL MANAGEMENT INC.

CRD 169051

Carrollton, TX

Corporate platform

Corporation

$177.5M3 advisorsPercentage of AUM · Hourly charges +1 moreView
HOLLINGSWORTH AVENT AVERRE & PURVIS, PA

CRD 118943

Raleigh, NC

Corporate platform

Corporation

$177.4M3 advisorsPercentage of AUM; Hourly chargesView
OAK FINANCIAL GROUP INC

CRD 106293

CA

Corporate platform

Corporation

$177.2M2 advisorsPercentage of AUM; Fixed feesView
NEWCORP WEALTH MANAGEMENT

CRD 297125

Alpharetta, GA

Corporate platform

Corporation

$177.1M2 advisorsPercentage of AUM; Fixed feesView
MARATHON MISSION, INC.

CRD 288654

Latham, NY

Corporate platform

Corporation

$177.1M3 advisorsPercentage of AUM; Fixed feesView
FAMILYWEALTH ASSET MANAGEMENT

CRD 147869

Lake Mary, FL

Corporate platform

LLC

$177.0M3 advisorsPercentage of AUM · Subscription fees +1 moreView
PROSPERITEA PLANNING

CRD 282041

Greenfield, MA

Corporate platform

Corporation

$176.9M4 advisorsHourly charges · Fixed fees +1 moreView
BRADYCO FINANCIAL

CRD 127204

ME

Corporate platform

Corporation

$176.7M1 advisorsPercentage of AUM; Hourly chargesView
ENR ASSET MANAGEMENT, INCORPORATED

CRD 136315

Westmount, Quebec, AL

Corporate platform

Corporation

$176.7M3 advisorsPercentage of AUM; Fixed feesView
PRIME MERIDIAN CAPITAL MANAGEMENT, LLC

CRD 166003

Walnut Creek, CA

Corporate platform

LLC

$176.7M4 advisorsPercentage of AUM; Performance-based feesView
BEYOND FINANCIAL SERVICES

CRD 286350

Fremont, CA

Corporate platform

Corporation

$176.7M1 advisorsPercentage of AUM · Hourly charges +1 moreView
LADD CAPITAL MANAGEMENT LLC

CRD 105162

New Haven, CT

Corporate platform

LLC

$176.6M0 total employeesPercentage of AUMView
SUMMIT CAPITAL INC.

CRD 121335

Corporate platform

Corporation

$176.6M3 advisorsPercentage of AUMView
CAPSTONE INVESTMENT GROUP

CRD 159918

Olympia, WA

Corporate platform

LLC

$176.4M9 advisorsPercentage of AUM; Hourly chargesView
ADVISORENGINE PORTFOLIO SOLUTIONS INC.

CRD 336317

Raleigh, NC

Corporate platform

Corporation

$176.4M1 advisorsPercentage of AUMView
COLLAR CAPITAL MANAGEMENT, LLC

CRD 152325

Appleton, WI

Corporate platform

LLC

$176.3M3 advisorsPercentage of AUM; Fixed feesView
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