← Back to searchVisit website
SMB FINANCIAL SERVICES, INC.
CRD 154216 · SEC 801-116704
11535 SW 67TH AVE, PORTLAND, OR, 97223, United States
Phone
503-387-3222
Fax
503-344-4558
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$177.8M
Discretionary AUM
$177.8M
Team
5 total employees; 5 advisory reps; 5 broker-dealer reps
Clients
1-10
Fees
Percentage of AUM; Hourly charges
Org form
Corporation
Filing date
2026-02-26
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)Pension consultingEducational seminars
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 381 | $70.1M |
| High net worth individuals | 55 | $100.8M |
| Corporations/business entities | 8 | $6.9M |
States served
CA, OR, WA, TX, NH
All web addresses on file
Official SEC filing: View on IAPD