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OAK FINANCIAL GROUP INC
CRD 106293 · SEC 801-40926
VT, United States
Phone
203-329-9043
Fax
203-968-9152
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$177.2M
Discretionary AUM
$175.1M
Team
4 total employees; 2 advisory reps
Clients
101-250
Fees
Percentage of AUM; Fixed fees
Org form
Corporation
Filing date
2026-03-17
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)Portfolio management (institutions)Pension consultingPublication of periodicalsEducational seminars
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 42 | $38.9M |
| High net worth individuals | 80 | $129.8M |
| Pension/profit sharing plans | 9 | $8.5M |
States served
VT, CA, MD, MA, NJ, NY, NC, TX, NH, CT, FL
All web addresses on file
Official SEC filing: View on IAPD