Falists

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Filter by name, location, specialty, or legal structure. Use the sortable table to compare AUM, team size, and reputation links (SEC, FINRA, BBB).

Corporate platforms — large incorporated asset managers and groups, not typical local adviser teams.

11,375 advisers found

Compare advisers as cards or a sortable table with reputation links.

Showing 24 of 24 on this page. Click column headers to sort. Verify reputation via SEC, FINRA, and BBB links.

FeesReputationProfile
THE PERSPECTIVE GROUP

CRD 175294

Lawrence, KS

Corporate platform

LLC

$225.1M2 advisorsPercentage of AUM · Hourly charges +1 moreView
CAPITAL ADVISORY GROUP, INC.

CRD 114539

Dallas, TX

Corporate platform

Corporation

$224.9M2 advisorsPercentage of AUM; Fixed feesView
PLEXO CAPITAL MANAGEMENT, LLC

CRD 298402

Corporate platform

LLC

$224.9M2 advisorsPercentage of AUM; Performance-based feesView
RETIREMENT PLANS, INC.

CRD 286214

Westerville, OH

Corporate platform

Corporation

$224.9M1 advisorsPercentage of AUMView
PRATO CAPITAL MANAGEMENT

CRD 289917

White Plains, NY

Corporate platform

Corporation

$224.6M3 advisorsPercentage of AUM · Hourly charges +1 moreView
REB CAPITAL MANAGEMENT, LLC

CRD 301890

Dallas, TX

Corporate platform

LLC

$224.5M2 advisorsPercentage of AUM; Performance-based feesView
FINANCIAL MANAGEMENT, INC.

CRD 108350

Little Rock, AR

Corporate platform

Corporation

$224.5M5 advisorsPercentage of AUM · Hourly charges +1 moreView
SUN GROUP WEALTH PARTNERS LLC

CRD 166372

Irvine, CA

Corporate platform

LLC

$224.5M2 advisorsPercentage of AUM · Hourly charges +1 moreView
ARROWMARK ASSET MANAGEMENT, LLC

CRD 307161

Denver, CO

Corporate platform

LLC

$224.4M2 advisorsPercentage of AUMView
MERITIS WEALTH MANAGEMENT, INC.

CRD 336539

Potomac, MD

Corporate platform

Corporation

$224.4M3 advisorsPercentage of AUM; Hourly chargesView
ALIGNE WEALTH ADVISORS INVESTMENT MANAGEMENT (AWAIM)

CRD 321735

Los Angeles, CA

Corporate platform

LLC

$224.4M4 advisorsPercentage of AUMView
MCALISTER, SWEET & ASSOCIATES, INC.

CRD 290626

Houston, TX

Corporate platform

Corporation

$224.2M3 advisorsPercentage of AUMView
ALDER FINANCIAL GROUP INC

CRD 108837

Atlanta, GA

Corporate platform

Corporation

$224.1M3 advisorsPercentage of AUM; Fixed feesView
MAINSTREAM CAPITAL MANAGEMENT

CRD 297145

Los Angeles, CA

Corporate platform

LLC

$224.0M2 advisorsPercentage of AUM; Fixed feesView
CREIGHTON CAPITAL MANAGEMENT LLC

CRD 307737

Corporate platform

LLC

$224.0M5 advisorsPercentage of AUM; Performance-based feesView
KOKUA CAPITAL MANAGEMENT

CRD 168439

CA

Corporate platform

LLC

$223.9M2 advisorsPercentage of AUMView
WEALTH TEAMS ALLIANCE

CRD 168907

Irvine, CA

Corporate platform

Corporation

$223.9M12 advisorsPercentage of AUM · Hourly charges +1 moreView
EASLEY INVESTMENT CONSULTANTS, INC.

CRD 307258

Ridgeland, MS

Corporate platform

Corporation

$223.8M2 advisorsPercentage of AUM; Hourly chargesView
STERLING WEALTH ADVISORS, INC.

CRD 124121

Plantation, FL

Corporate platform

Corporation

$223.5M1 advisorsPercentage of AUM · Hourly charges +1 moreView
BEACON CAPITAL ADVISORY GROUP

CRD 333090

Charlotte, NC

Corporate platform

LLC

$223.5M2 advisorsPercentage of AUM · Fixed fees +2 moreView
NOBLE WEALTH MANAGEMENT, INC.

CRD 169963

Newport Beach, CA

Corporate platform

Corporation

$223.4M2 advisorsPercentage of AUM · Hourly charges +1 moreView
VALLEY BROOK CAPITAL GROUP

CRD 122460

Venetia, PA

Corporate platform

Corporation

$223.3M6 advisorsPercentage of AUM; Hourly chargesView
SPRING CAPITAL MANAGEMENT

CRD 282842

Amarillo, TX

Corporate platform

LLC

$223.0M2 advisorsPercentage of AUMView
WHALEN FINANCIAL

CRD 311869

Las Vegas, NV

Corporate platform

Corporation

$223.0M4 advisorsPercentage of AUM; Fixed feesView
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