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FINANCIAL MANAGEMENT, INC.
CRD 108350 · SEC 801-126707
4007 N. RODNEY PARHAM ROAD, LITTLE ROCK, AR, 72212, United States
Phone
501-227-7400
Fax
501-227-9422
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$224.5M
Discretionary AUM
$223.9M
Team
6 total employees; 5 advisory reps; 1 broker-dealer reps
Clients
0
Fees
Percentage of AUM; Hourly charges; Fixed fees
Org form
Corporation
Filing date
2026-04-24
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)Portfolio management (institutions)Pension consultingBUSINESS CONSULTING
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 114 | $31.1M |
| High net worth individuals | 26 | $65.7M |
| Pension/profit sharing plans | 31 | $93.1M |
| Charitable organizations | 8 | $25.3M |
| Corporations/business entities | 5 | $9.3M |
States served
AR, IN, LA, TN, TX
All web addresses on file
Official SEC filing: View on IAPD