← Back to searchVisit website
WHALEN FINANCIAL
WHALEN WEALTH MANAGEMENT INC.
CRD 311869 · SEC 801-120102
7160 RAFAEL RIVERA WAY, SUITE 220, LAS VEGAS, NV, 89113, United States
Phone
702-878-3900
Fax
702-878-7200
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$223.0M
Discretionary AUM
$223.0M
Team
10 total employees; 4 advisory reps
Clients
1-10
Fees
Percentage of AUM; Fixed fees
Org form
Corporation
Filing date
2026-05-07
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)Selection of other advisers
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 322 | $87.5M |
| High net worth individuals | 69 | $133.1M |
| Charitable organizations | 2 | $565K |
| Corporations/business entities | 7 | $1.8M |
States served
AL, AZ, CA, DE, KS, LA, NE, NV, OR, PA, WI, WA, TX, HI, FL
All web addresses on file
Official SEC filing: View on IAPD