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Filter by name, location, specialty, or legal structure. Use the sortable table to compare AUM, team size, and reputation links (SEC, FINRA, BBB).

Corporate platforms — large incorporated asset managers and groups, not typical local adviser teams.

11,375 advisers found

Compare advisers as cards or a sortable table with reputation links.

Showing 24 of 24 on this page. Click column headers to sort. Verify reputation via SEC, FINRA, and BBB links.

FeesReputationProfile
LATKO WEALTH MANAGEMENT, LTD.

CRD 282423

Frankfort, IL

Corporate platform

Corporation

$327.2M3 advisorsPercentage of AUM · Hourly charges +1 moreView
ARDENT CAPITAL MANAGEMENT, INC.

CRD 108264

Cincinnati, OH

Corporate platform

Corporation

$327.0M2 advisorsPercentage of AUM; Performance-based feesView
WILKERSON ADVISORY GROUP LLC

CRD 334668

Columbia, MO

Corporate platform

LLC

$326.9M4 advisorsPercentage of AUM · Hourly charges +1 moreView
LAW & ASSOCIATES INC

CRD 105350

Glen Echo, MD

Corporate platform

Corporation

$326.6M3 advisorsPercentage of AUM · Hourly charges +2 moreView
BAY RIVERS GROUP WEALTH PARTNERS

CRD 290095

Williamsburg, VA

Corporate platform

Corporation

$326.2M4 advisorsPercentage of AUM · Hourly charges +1 moreView
RESILIENT CAPITAL MANAGEMENT, LLC

CRD 318997

Dallas, TX

Corporate platform

LLC

$326.1M3 advisorsPercentage of AUM; Performance-based feesView
LIFEPLAN GROUP

CRD 144157

Raleigh, NC

Corporate platform

Corporation

$326.0M5 advisorsPercentage of AUM · Fixed fees +1 moreView
RESOLUTE GLOBAL PARTNERS, LTD.

CRD 160743

Hamilton

Corporate platform

Corporation

$325.4M10 advisorsPercentage of AUM; Performance-based feesView
CATAWBA RIVER CAPITAL

CRD 134217

Lake Wylie, SC

Corporate platform

Corporation

$325.1M3 advisorsPercentage of AUM; Hourly chargesView
TREIBERG WEALTH MANAGEMENT

CRD 284140

Tucson, AZ

Corporate platform

Corporation

$325.1M3 advisorsPercentage of AUM · Hourly charges +1 moreView
UNIVERSAL FINANCIAL SERVICES INC.

CRD 131558

Guaynabo, PR

Corporate platform

Corporation

$324.6M1 advisorsPercentage of AUMView
LIGHT ARC CAPITAL MANAGEMENT LLC

CRD 339985

Greenwich, CT

Corporate platform

LLC

$324.1M4 advisorsPercentage of AUM; Performance-based feesView
VISTA INVESTMENT MANAGEMENT, LLC

CRD 116068

Pittsburgh, PA

Corporate platform

LLC

$323.9M4 advisorsPercentage of AUMView
GALAXY INVESTMENT MANAGEMENT, LLC

CRD 281589

Uniondale, NY

Corporate platform

LLC

$323.8M7 advisorsPercentage of AUM; Performance-based feesView
TORQUE ASSET MANAGEMENT LLC

CRD 335621

NE

Corporate platform

LLC

$323.8M3 advisorsPercentage of AUM; Performance-based feesView
AULL & MONROE

CRD 104830

Mobile, AL

Corporate platform

Corporation

$323.2M1 advisorsPercentage of AUM · Hourly charges +1 moreView
INTREPID INVESTMENT MANAGEMENT, LLC

CRD 192522

Houston, TX

Corporate platform

LLC

$322.8M6 advisorsPercentage of AUM; Performance-based feesView
LAUER CAPITAL MANAGEMENT LTD

CRD 109660

Sioux Falls, SD

Corporate platform

Corporation

$322.7M1 advisorsPercentage of AUM; Hourly chargesView
OSCEOLA CAPITAL MANAGEMENT

CRD 301565

Tampa, FL

Corporate platform

LLC

$322.3M8 advisorsPercentage of AUM; Performance-based feesView
NICHOLSON WEALTH MANAGEMENT GROUP

CRD 327001

Charleston, SC

Corporate platform

LLC

$322.0M2 advisorsPercentage of AUM; Fixed feesView
SHUM FINANCIAL GROUP, INC.

CRD 285426

Alameda, CA

Corporate platform

Other (specify)

$322.0M4 advisorsPercentage of AUM · Hourly charges +1 moreView
STEWARDSHIP ADVISORY GROUP, LLC

CRD 165710

Clermont, FL

Corporate platform

LLC

$321.9M6 advisorsPercentage of AUM · Hourly charges +1 moreView
B.B. GRAHAM & COMPANY, INC.

CRD 41533

Orange, CA

Corporate platform

Corporation

$321.7M32 advisorsPercentage of AUM · Hourly charges +1 moreView
HF ADVISORY GROUP, LLC

CRD 309051

Annapolis, MD

Corporate platform

LLC

$321.5M2 advisorsPercentage of AUM · Hourly charges +1 moreView
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