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SHUM FINANCIAL GROUP, INC.
CRD 285426 · SEC 801-110554
2205 HARBOR BAY PARKWAY, ALAMEDA, CA, 94502, United States
Phone
510-748-7462
Fax
510-769-4990
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$322.0M
Discretionary AUM
$322.0M
Team
4 total employees; 4 advisory reps
Clients
0
Fees
Percentage of AUM; Hourly charges; Fixed fees
Org form
Other (specify)
Filing date
2026-02-23
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)Selection of other advisersVARIABLE ANNUITY AND VARIABLE LIFE MANAGEMENT
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 200 | $61.5M |
| High net worth individuals | 121 | $247.4M |
| Pension/profit sharing plans | 4 | $7.0M |
| Charitable organizations | 2 | $5.4M |
| Corporations/business entities | 3 | $623K |
States served
CA, TX, HI, FL
All web addresses on file
Official SEC filing: View on IAPD