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CATAWBA RIVER CAPITAL
CRD 134217 · SEC 801-113237
4100 CHARLOTTE HWY., LAKE WYLIE, SC, 29710, United States
Phone
803-831-0911
Fax
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Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$325.1M
Discretionary AUM
$271.2M
Team
4 total employees; 3 advisory reps
Clients
101-250
Fees
Percentage of AUM; Hourly charges
Org form
Corporation
Filing date
2026-02-18
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)Portfolio management (institutions)Pension consultingPRIVATE INVESTMENT MANAGEMENT SERVICES
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 139 | $45.8M |
| High net worth individuals | 118 | $240.3M |
| Pension/profit sharing plans | 6 | $22.2M |
| Charitable organizations | 4 | $2.6M |
| Corporations/business entities | 8 | $14.2M |
States served
NC, OH, SC, VA, TX, FL
All web addresses on file
Official SEC filing: View on IAPD