Falists

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Filter by name, location, specialty, or legal structure. Use the sortable table to compare AUM, team size, and reputation links (SEC, FINRA, BBB).

Corporate platforms — large incorporated asset managers and groups, not typical local adviser teams.

11,375 advisers found

Compare advisers as cards or a sortable table with reputation links.

Showing 24 of 24 on this page. Click column headers to sort. Verify reputation via SEC, FINRA, and BBB links.

FeesReputationProfile
REGENCY CAPITAL MANAGEMENT INC.

CRD 312435

Honolulu, HI

Corporate platform

Corporation

$364.1M2 advisorsPercentage of AUMView
SOLITUDE FINANCIAL SERVICES, INC.

CRD 150348

Charlottesville, VA

Corporate platform

Corporation

$363.5M6 advisorsPercentage of AUM; Hourly chargesView
GREENFIELD SEITZ CAPITAL MANAGEMENT, LLC

CRD 150434

Dallas, TX

Corporate platform

LLC

$363.4M4 advisorsPercentage of AUMView
SARONA ASSET MANAGEMENT INC.

CRD 160963

Kitchener

Corporate platform

Corporation

$363.0M13 advisorsPercentage of AUM; Performance-based feesView
MARKETRIDERS

CRD 147963

Chesterfield, MO

Corporate platform

Corporation

$363.0M4 advisorsPercentage of AUM; Subscription feesView
STRATEGIC INCOME GROUP LLC

CRD 165839

Chandler, AZ

Corporate platform

LLC

$362.4M4 advisorsPercentage of AUM · Hourly charges +1 moreView
PACE FINANCIAL ADVISORS

CRD 318359

Hillsboro, OR

Corporate platform

Corporation

$362.1M9 advisorsPercentage of AUM; Hourly chargesView
BRIGGS WEALTH MANAGEMENT, INC.

CRD 125518

Glastonbury, CT

Corporate platform

Corporation

$362.0M2 advisorsPercentage of AUM · Hourly charges +1 moreView
MRA ADVISORY GROUP

CRD 287933

Sarasota, FL

Corporate platform

LLC

$361.3M8 advisorsPercentage of AUM · Subscription fees +1 moreView
UNION SQUARE GLOBAL WEALTH MANAGEMENT

CRD 111776

San Francisco, CA

Corporate platform

Corporation

$361.2M5 advisorsPercentage of AUM; Fixed feesView
COX CAPITAL MANAGEMENT LLC

CRD 117593

Andover, MA

Corporate platform

LLC

$361.0M4 advisorsPercentage of AUM; Hourly chargesView
DEARBORN CAPITAL MANAGEMENT, LLC

CRD 155473

Chicago, IL

Corporate platform

LLC

$360.9M4 advisorsPercentage of AUMView
SIERRA INVESTMENT MANAGEMENT, LLC

CRD 106615

Santa Monica, CA

Corporate platform

LLC

$360.9M8 advisorsPercentage of AUMView
WEALTH PLANNING GROUP

CRD 291708

Baltimore, MD

Corporate platform

LLC

$360.9M4 advisorsPercentage of AUM · Hourly charges +1 moreView
TRANSCENDENT CAPITAL GROUP

CRD 316872

Edmond, OK

Corporate platform

LLC

$360.7M9 advisorsPercentage of AUM · Hourly charges +1 moreView
SONATA CAPITAL GROUP INC

CRD 111277

Seattle, WA

Corporate platform

Corporation

$360.7M5 advisorsPercentage of AUMView
GOLDMAN LANCASTER, INC.

CRD 136134

Long Beach, CA

Corporate platform

Corporation

$360.5M3 advisorsPercentage of AUM · Hourly charges +1 moreView
CASCADE INVESTMENT ADVISORS, INC.

CRD 117294

Oregon City, OR

Corporate platform

Corporation

$360.4M4 advisorsPercentage of AUM; Fixed feesView
ACP CAPITAL MANAGEMENT, LLC

CRD 138556

Miami, FL

Corporate platform

LLC

$360.3M12 advisorsPercentage of AUM · Fixed fees +2 moreView
JESSUP WEALTH MANAGEMENT

CRD 323035

Dayton, OH

Corporate platform

Corporation

$360.2M7 advisorsPercentage of AUM · Hourly charges +1 moreView
DECKER RETIREMENT PLANNING INC.

CRD 284281

Lehi, UT

Corporate platform

Corporation

$359.9M7 advisorsPercentage of AUM; Hourly chargesView
U. S. BOSTON CAPITAL CORPORATION

CRD 5251

Lincoln, MA

Corporate platform

Corporation

$359.8M1 advisorsPercentage of AUM · Hourly charges +1 moreView
COOK & BYNUM CAPITAL MANAGEMENT, LLC

CRD 149454

Birmingham, AL

Corporate platform

LLC

$359.8M6 advisorsPercentage of AUM; Performance-based feesView
KESSLER INVESTMENT GROUP, LLC

CRD 153696

Columbus, IN

Corporate platform

LLC

$359.7M4 advisorsPercentage of AUM; Fixed feesView
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