Falists

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Filter by name, location, specialty, or legal structure. Use the sortable table to compare AUM, team size, and reputation links (SEC, FINRA, BBB).

Corporate platforms — large incorporated asset managers and groups, not typical local adviser teams.

11,375 advisers found

Compare advisers as cards or a sortable table with reputation links.

Showing 24 of 24 on this page. Click column headers to sort. Verify reputation via SEC, FINRA, and BBB links.

FeesReputationProfile
FAMILY CAPITAL MANAGEMENT

CRD 111230

Grand Rapids, MI

Corporate platform

Corporation

$435.1M4 advisorsPercentage of AUM; PERCENTAGE OF NET WORTHView
BRANDON FINANCIAL PLANNING, INC.

CRD 110267

Memphis, TN

Corporate platform

Corporation

$434.9M3 advisorsPercentage of AUM · Hourly charges +1 moreView
COMPREHENSIVE FINANCIAL PLANNING, INC.

CRD 110937

East Petersburg, PA

Corporate platform

Corporation

$434.1M6 advisorsPercentage of AUM; Hourly chargesView
MUTUAL OF AMERICA LIFE INSURANCE COMPANY

CRD 15356

New York, NY

Corporate platform

Corporation

$434.1M2 advisorsREFER TO SCHEDULE D, MISCELLANEOUSView
SPARK INVESTMENT MANAGEMENT LLC

CRD 160815

New York, NY

Corporate platform

LLC

$433.9M9 advisorsPercentage of AUM; Performance-based feesView
L1 CAPITAL GLOBAL INC.

CRD 310223

Miami Beach, FL

Corporate platform

Corporation

$433.6M3 advisorsPercentage of AUM; Performance-based feesView
SANTORI & PETERS

CRD 105978

Canonsburg, PA

Corporate platform

Corporation

$433.5M4 advisorsPercentage of AUM · Hourly charges +1 moreView
FSB PREMIER WEALTH MANAGEMENT, INC.

CRD 15898

Waterloo, IA

Corporate platform

Corporation

$431.7M10 advisorsPercentage of AUM · Hourly charges +1 moreView
TRICORD ADVISORS, INC.

CRD 155749

Riverside, CA

Corporate platform

Corporation

$431.5M5 advisorsPercentage of AUM · Hourly charges +1 moreView
INTERMARKET CORPORATION

CRD 161833

New York, NY

Corporate platform

Corporation

$431.5M5 advisorsPercentage of AUM; Performance-based feesView
ETF PORTFOLIO PARTNERS, INC.

CRD 128366

Leawood, KS

Corporate platform

Corporation

$431.1M4 advisorsPercentage of AUMView
CUTLER CAPITAL MANAGEMENT

CRD 107463

Worcester, MA

Corporate platform

LLC

$430.8M6 advisorsPercentage of AUM · Fixed fees +1 moreView
SOCHA FINANCIAL GROUP, LLC

CRD 299263

Corning, NY

Corporate platform

LLC

$430.0M3 advisorsPercentage of AUM · Hourly charges +1 moreView
INTEGRATED CAPITAL MANAGEMENT

CRD 284766

Bloomfield Hills, MI

Corporate platform

LLC

$429.8M5 advisorsPercentage of AUM · Hourly charges +1 moreView
COMPASS FINANCIAL GROUP, INC.

CRD 125186

Deerfield Beach, FL

Corporate platform

Corporation

$429.7M4 advisorsPercentage of AUM · Hourly charges +1 moreView
SYMPHONY FINANCIAL SERVICES, INC.

CRD 125058

Akron, OH

Corporate platform

Corporation

$428.7M7 advisorsPercentage of AUM · Hourly charges +1 moreView
LAWSON KROEKER INVESTMENT MANAGEMENT INC

CRD 105053

Omaha, NE

Corporate platform

Corporation

$428.6M4 advisorsPercentage of AUMView
BLUE WATER ASSET MANAGEMENT

CRD 175362

Grand Rapids, MI

Corporate platform

LLC

$428.5M7 advisorsPercentage of AUM · Hourly charges +1 moreView
COALESCENCE PARTNERS INVESTMENT MANAGEMENT LP

CRD 285361

New York, NY

Corporate platform

LP

$428.4M6 advisorsPercentage of AUM; Performance-based feesView
BELAY INVESTMENT GROUP, LLC

CRD 281985

Sherman Oaks, CA

Corporate platform

LLC

$427.5M11 advisorsPercentage of AUM; Performance-based feesView
SAG HARBOR CAPITAL MANAGEMENT, LLC

CRD 161490

Great Neck, NY

Corporate platform

LLC

$427.2M9 advisorsPercentage of AUM; Performance-based feesView
CARE EQUITY CAPITAL MANAGEMENT, L.P.

CRD 312131

NY

Corporate platform

LP

$426.9M7 advisorsPercentage of AUM; Performance-based feesView
HACKMAN FINANCIAL GROUP

CRD 282027

Cincinnati, OH

Corporate platform

Corporation

$426.7M6 advisorsPercentage of AUM · Hourly charges +1 moreView
HEP MANAGEMENT CORPORATION

CRD 161855

New York, NY

Corporate platform

Corporation

$426.6M8 advisorsPercentage of AUM; Performance-based feesView
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