← Back to searchVisit website
SOCHA FINANCIAL GROUP, LLC
CRD 299263 · SEC 801-114654
181 EAST SECOND STREET, CORNING, NY, 14830, United States
Phone
607-962-0605
Fax
607-962-0933
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$430.0M
Discretionary AUM
$430.0M
Team
6 total employees; 3 advisory reps; 28 broker-dealer reps
Clients
251-500
Fees
Percentage of AUM; Hourly charges; Fixed fees
Org form
Limited Liability Company
Filing date
2026-03-31
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)TAX PREPARATION
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 604 | $205.6M |
| High net worth individuals | 130 | $224.3M |
States served
CA, LA, MD, MA, NY, NC, OH, PA, SC, TN, VA, TX, NH, CT, FL
All web addresses on file
Official SEC filing: View on IAPD